Senior Compliance Advisor

3 weeks ago


Hertfordshire, United Kingdom FS Talent Group Full time
About this role

We are seeking a highly skilled Compliance Officer to join our Hertfordshire-based team at FS Talent Group. As a key member of our compliance function, you will play a vital role in ensuring our clients' adherence to regulatory requirements.

Responsibilities:

  1. Maintain robust systems and controls for all business operations, ensuring regular reviews and providing monthly compliance reports to senior management.
  2. Implement comprehensive compliance documentation for all operational areas, staying informed about changes in regulatory, technical, legislative, and product-related updates.
  3. Assist in updating and implementing policies on financial crime prevention and anti-money laundering, collaborating with senior personnel to maintain effective data security measures.
  4. Conduct ad-hoc reporting to decision-makers when critical compliance challenges arise, evaluating advisor performance using defined KPIs and overseeing development plans for advisors.

Requirements:

  • Strong understanding of FCA guidance, including COBS.
  • Excellent organizational skills and computer proficiency.
  • Professional demeanor and excellent interpersonal skills.

What we offer:

  • A competitive salary of £57,500 per annum, based on your experience and qualifications.
  • Ongoing training and professional development opportunities to enhance your skills and knowledge in financial conduct regulations.
  • The chance to work in a dynamic and supportive team environment, fostering collaboration and teamwork.


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