Compliance Officer Leader

**Job Title:** Chief Compliance OfficerThe company we are working with is a successful and rapidly growing financial services firm.**Job Description:**We are seeking an experienced Chief Compliance Officer to lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.The ideal candidate...

AJ Fox Compliance seeks a seasoned Compliance Officer with expertise in risk management to fill a challenging position. As part of the firm's compliance team, you will collaborate with senior leaders to develop and implement effective compliance strategies.You will need to stay up-to-date with evolving regulations and laws, applying your knowledge to advise...

AJ FOX COMPLIANCE is seeking a highly skilled Risk & Compliance Manager to join our team.In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.As a Risk & Compliance Manager, you will be responsible...

As a Risk Governance Specialist, you will play a critical role in ensuring the firm's compliance with regulatory requirements and developing strategies to mitigate potential risks.About the Firm:AJ FOX COMPLIANCE is a leading law firm with a reputation for excellence in compliance and risk management.Responsibilities:Risk Assessment: Conduct thorough risk...

Job OverviewWe are seeking a highly experienced Compliance Director to lead our Compliance and AML teams at Compliance Professionals. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence.ResponsibilitiesLead and manage the Compliance and AML teams.Ensure compliance with all relevant laws and regulations.Liaise with regulatory...

Are you a risk management expert looking for a new challenge? AJ Fox Compliance is seeking a highly skilled Risk Compliance Manager to join our team. In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture and provide expert guidance on regulatory and risk issues.The...

AJ FOX COMPLIANCE is a dynamic and forward-thinking law firm seeking a seasoned Risk & Compliance Manager to join their team.The successful candidate will work closely with the Head of Risk and Compliance, collaborating across the business to embed a robust compliance culture and provide expert guidance on regulatory and risk issues.Estimated Salary:...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

Job Description THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure that the companies have the correct level of FCA regulatory oversight and that the...

Key ResponsibilitiesCollaborate with senior leaders and departments to ensure the firm complies with all relevant legal, regulatory, and professional standards.Offer advice on legal, ethical, and regulatory matters.Oversee and regularly update policies and procedures according to up-to-date compliance legislation.Deliver training programs focused on risk and...

AJ Fox Compliance is looking for a highly skilled Regulatory Compliance Professional to join their team. As a key member of the compliance function, you will play a vital role in ensuring the firm's compliance with all relevant laws and regulations.The ideal candidate will have excellent analytical and problem-solving skills, with the ability to identify and...

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

About AJ Fox ComplianceAJ Fox Compliance is an innovative law firm seeking a highly skilled Risk & Compliance Manager to join our team. As a key member of our team, you will play a vital role in ensuring the firm remains compliant with all relevant regulations and laws.Job Description:Collaborate with senior leaders and departments to maintain a strong...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

Title: Compliance Officer Salary: £43,000 plus incredible benefits Location Hatfield Hours: 9.00 to 5.00 Monday to Friday (1-2 days wfh)****AUDITING experience across legal, ethical and quality compliance is highly beneficial**** What to know about this employer: • This business is the UKs market leader in their field • A multi award winning company...

Title: Compliance Officer Salary: £43,000 plus incredible benefits Location Hatfield Hours: 9.00 to 5.00 Monday to Friday (1-2 days wfh)****AUDITING experience across legal, ethical and quality compliance is highly beneficial**** What to know about this employer: • This business is the UKs market leader in their field • A multi award winning company...

Compliance Officer - Wealth Management Hertfordshire Hybrid Circa £50k-£60k Purpose of the Role Support the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by...

Compliance Officer - Wealth Management Hertfordshire Hybrid Circa £50k-£60k Purpose of the Role Support the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by...