Compliance Director

1 day ago


Hertfordshire, United Kingdom Compliance Professionals Full time
Job Overview

We are seeking a highly experienced Compliance Director to lead our Compliance and AML teams at Compliance Professionals. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence.

Responsibilities
  • Lead and manage the Compliance and AML teams.
  • Ensure compliance with all relevant laws and regulations.
  • Liaise with regulatory bodies.
  • Submit accurate and timely regulatory filings and reports.
  • Draft, review, and implement comprehensive policies and procedures.
  • Stay abreast of legal developments and advise the business on potential impacts.
  • Act as the Money Laundering Reporting Officer (MLRO).
  • Develop and implement AML policies and procedures.
  • Conduct AML risk assessments.
  • Report suspicious activities to the relevant authorities.
Requirements

To be successful in this role, you will need:

  • A strong academic background demonstrating analytical ability.
  • Current or recent experience as SMF16/SMF17.
  • Extensive experience in legal, compliance, and AML roles within the financial services space.
  • Strong leadership and management skills.
  • Excellent communication and interpersonal skills.
Salary Range

$120,000 - $180,000 per annum.



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