Compliance Director
1 day ago
We are seeking a highly experienced Compliance Director to lead our Compliance and AML teams at Compliance Professionals. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence.
Responsibilities- Lead and manage the Compliance and AML teams.
- Ensure compliance with all relevant laws and regulations.
- Liaise with regulatory bodies.
- Submit accurate and timely regulatory filings and reports.
- Draft, review, and implement comprehensive policies and procedures.
- Stay abreast of legal developments and advise the business on potential impacts.
- Act as the Money Laundering Reporting Officer (MLRO).
- Develop and implement AML policies and procedures.
- Conduct AML risk assessments.
- Report suspicious activities to the relevant authorities.
To be successful in this role, you will need:
- A strong academic background demonstrating analytical ability.
- Current or recent experience as SMF16/SMF17.
- Extensive experience in legal, compliance, and AML roles within the financial services space.
- Strong leadership and management skills.
- Excellent communication and interpersonal skills.
$120,000 - $180,000 per annum.
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1 month ago
Hertfordshire, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure that the companies have the correct level of FCA regulatory oversight and that the...
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Head of Risk
1 month ago
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