Compliance Strategy Director

2 days ago


Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full time

About the Role

We are seeking an experienced Risk & Compliance Manager to join our team at AJ FOX COMPLIANCE. In this role, you will be responsible for collaborating across the business to embed a strong compliance culture while providing expert guidance on regulatory and risk issues.

Key Responsibilities:

  1. Collaborate with senior leadership and various departments to ensure compliance with all relevant legal, regulatory, and professional standards.
  2. Provide expert guidance on legal, ethical, and regulatory matters.
  3. Develop and implement policies and procedures according to up-to-date compliance legislation.
  4. Design and deliver training programs focused on risk and compliance.
  5. Manage AML and counter-terrorism financing measures.
  6. Monitor file review systems and identify areas for improvement.
  7. Investigate incidents and manage complaints.
  8. Lead the Customer Service Focus Group.
  9. Supervise Compliance professionals.

What We Offer

We offer a competitive salary package, including an estimated annual salary of £60,000 - £80,000, depending on experience.


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