Compliance Expert

3 days ago


Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full time

Are you passionate about navigating complex risk and regulatory challenges? We're seeking a seasoned Compliance Expert to join our team at AJ FOX COMPLIANCE.

About the Role

In this critical role, you'll work closely with our Head of Risk and Compliance to drive compliance initiatives across the organization. Your expertise will be invaluable in providing strategic guidance on regulatory and risk matters, ensuring our firm remains compliant with ever-changing regulations.

Your responsibilities will include:

  • Developing and implementing comprehensive compliance strategies.
  • Collaborating with senior leadership and departments to ensure compliance with regulatory requirements.
  • Providing expert advice on regulatory and risk matters.
  • Overseeing and updating policies and procedures to ensure they align with up-to-date compliance legislation.
  • Delivering training programs on risk and compliance.
  • Assisting in reviewing and managing anti-money laundering (AML) and counter-terrorism financing measures.
  • Supervising file review systems, identifying areas for improvement and managing corrective actions.
  • Investigating incidents, managing complaints, and analyzing trends to prevent future issues.
  • Leading the Customer Service Focus Group and managing the firm's customer service excellence accreditation.
  • Supervising compliance professionals, guiding their work and development.
Requirements

To succeed in this role, you'll need:

  • A deep understanding of regulatory frameworks and risk management principles.
  • Strong communication and collaboration skills.
  • The ability to think critically and analytically.
  • A commitment to maintaining the highest ethical standards.
What We Offer

We offer a competitive salary of $90,000 - $120,000 per annum, depending on experience, as well as a range of benefits including health insurance, retirement plans, and opportunities for professional development.


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