Regulatory Compliance Advisor

3 weeks ago


Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full time
About AJ Fox Compliance

We are a forward-thinking law firm committed to excellence in risk management and compliance. We are seeking a highly skilled Risk & Compliance Manager to join our team and contribute to our success.

Key Responsibilities:
  • Collaborate with senior leadership and various departments to maintain a strong compliance culture.
  • Provide expert guidance on regulatory and risk issues.
  • Update and oversee the firm's policies and procedures to stay compliant with changing legislation.
  • Develop and deliver training programs on risk and compliance.
  • Manage AML and counter-terrorism financing measures, including auditing processes.
  • Supervise file review systems and implement improvements.
  • Analyse trends and investigate incidents to prevent future issues.
  • Lead the Customer Service Focus Group and manage accreditation.
  • Guide Compliance professionals in their work and development.
Salary

The estimated salary for this position is £60,000 - £75,000 per annum, depending on experience.

About the Role

This is an exciting opportunity to work collaboratively with a supportive team, drive meaningful change, and ensure the highest standards are maintained.



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