Regulatory Affairs Specialist

3 weeks ago


Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full time
Job Title: Regulatory Affairs Specialist

Estimated Salary: £55,000 - £75,000 per annum

Company Overview:

AJ FOX COMPLIANCE is a forward-thinking law firm seeking a Regulatory Affairs Specialist to join their team.

In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture.

Key Responsibilities:
  • Collaborate with senior leadership and various departments to ensure compliance with relevant legal, regulatory, and professional standards.
  • Offer advice on regulatory matters.
  • Develop and maintain relationships with regulatory bodies and other stakeholders.
  • Monitor changes in regulatory requirements and update policies and procedures accordingly.
  • Deliver training programs focused on regulatory compliance.
  • Assist in reviewing and managing AML and counter-terrorism financing measures.
  • Investigate incidents, manage complaints, and analyse trends to prevent future issues.
  • Lead the Customer Service Focus Group and manage the firm's Customer Service Excellence Accreditation.
  • Supervise Compliance professionals and guide their work and development.
About You:

We're seeking someone with excellent communication skills, a keen analytical mind, and a passion for staying up-to-date with regulatory developments.

You'll thrive in an environment where your expertise is valued, and your input has a direct impact on the firm's success.

This is your opportunity to work collaboratively with a supportive team, drive meaningful change, and ensure the highest standards are maintained.



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