Regulatory Compliance Specialist

Job Title: Regulatory Affairs SpecialistAbout Us: Compliance Professionals is a boutique financial services firm based in St Albans. We are seeking a Regulatory Affairs Specialist on a permanent basis.Responsibilities:Ensure regulatory compliance: Monitor, analyse and report on regulatory changes to ensure the business remains compliant.Provide guidance:...

Compliance Role OverviewAJ FOX COMPLIANCE is seeking a Senior Compliance Executive to collaborate with senior leadership and various departments to ensure the firm complies with all relevant legal, regulatory, and professional standards.Key ResponsibilitiesCollaborate with senior leadership and various departments to ensure compliance with legal, regulatory,...

AJ FOX COMPLIANCE requires an experienced Regulatory Affairs Specialist to oversee and implement effective regulatory strategies. You will work closely with internal stakeholders to ensure compliance with regulatory requirements and provide expert guidance on complex issues.Responsibilities:Develop and implement regulatory strategies to ensure compliance...

About the Role: AJ FOX COMPLIANCE is seeking a highly skilled Senior Compliance Executive to join our proactive team. This is an exciting opportunity for a fee-earner looking to transition into risk and compliance.">Job Description: We're looking for someone who is passionate about navigating complex risk and regulatory challenges. As a Senior Compliance...

Job OverviewAJ Fox Compliance is a forward-thinking law firm seeking a highly skilled Risk & Compliance Manager to join their proactive team.This role involves working closely with the Head of Risk and Compliance to develop and implement effective risk management strategies.Key Responsibilities:Collaborate with senior leadership and various departments to...

Job OverviewThe Compliance Professionals are seeking a highly skilled Compliance Manager to join their team in St Albans. This is an excellent opportunity for a qualified professional to work in a boutique financial services firm.This role presents a unique chance to contribute to the Compliance function and ensure it is adequately supported. The successful...

**Job Title:** Compliance Manager**Location:** St AlbansWe are a leading provider of Compliance services in the UK, seeking a highly experienced Compliance Manager to join our team in St Albans.The successful candidate will have a minimum of 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors, and will be...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the...

Job Description THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the...

**About Us**We are a boutique financial services firm based in St Albans, seeking a highly skilled Compliance Manager on a permanent basis.The ideal candidate will have a minimum of 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors. They should hold appropriate qualifications in financial services and possess...

Job Summary: We are seeking a skilled Compliance and Risk Manager to join our team on a permanent basis. The successful candidate will be responsible for managing our compliance and risk framework, ensuring that our business remains compliant with all relevant regulatory requirements.About Us: Compliance Professionals is a boutique financial services firm...

Job DescriptionWe are looking for a highly motivated Regulatory Affairs Specialist to join our team at X4 Life Sciences.In this role, you will be responsible for overseeing the lifecycle maintenance of registered Marketing Authorizations (MAs), including preparation, compilation, and publication of documentation for the Common Technical Document (CTD)...

Company OverviewX4 Life Sciences is a leading biotechnology company dedicated to developing innovative solutions for the healthcare industry.We are seeking a highly experienced Regulatory Affairs Specialist to join our team and play a key role in ensuring compliance with regulatory requirements.

**Job Title:** Chief Compliance OfficerThe company we are working with is a successful and rapidly growing financial services firm.**Job Description:**We are seeking an experienced Chief Compliance Officer to lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.The ideal candidate...

Job Description THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure that the companies have the correct level of FCA regulatory oversight and that the...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

**Regulatory Expert Wanted: Head of Regulatory Affairs and Risk ManagementWe are a leading financial services firm seeking a highly skilled professional to oversee our regulatory affairs and risk management functions.The ideal candidate will have extensive experience in legal, compliance, and AML roles, within the financial services space- ideally from a...

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...