Regulatory Affairs Manager

2 weeks ago


Hertfordshire, United Kingdom Compliance Professionals Full time

**Job Title:** Compliance Manager

**Location:** St Albans

We are a leading provider of Compliance services in the UK, seeking a highly experienced Compliance Manager to join our team in St Albans.

The successful candidate will have a minimum of 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors, and will be responsible for ensuring that the Compliance function has appropriate regulatory engagement, procedures, and monitoring activity to support mandatory requirements.

**Responsibilities**

  • To contribute to regulatory returns being completed accurately and in a timely manner.
  • To review and communicate relevant regulatory developments to ensure the business is prepared for and able to comply with any new requirements.
  • To act as a second-line defence to identify and monitor risks and provide a feedback loop to Head of Compliance & Risk and the Operational Practice of the business.

**Requirements**

  • Awareness of the FCA handbook and data protection.
  • Awareness of ISO27001 Standard.
  • Display sound and proportionate judgement.
  • Display a commercial outlook.

**Salary**: £65,000 - £85,000 per annum, dependent on experience.



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