Regulatory Compliance Manager

Job OverviewAJ Fox Compliance is a forward-thinking law firm seeking a highly skilled Risk & Compliance Manager to join their proactive team.This role involves working closely with the Head of Risk and Compliance to develop and implement effective risk management strategies.Key Responsibilities:Collaborate with senior leadership and various departments to...

About the Role: AJ FOX COMPLIANCE is seeking a highly skilled Senior Compliance Executive to join our proactive team. This is an exciting opportunity for a fee-earner looking to transition into risk and compliance.">Job Description: We're looking for someone who is passionate about navigating complex risk and regulatory challenges. As a Senior Compliance...

Compliance Role OverviewAJ FOX COMPLIANCE is seeking a Senior Compliance Executive to collaborate with senior leadership and various departments to ensure the firm complies with all relevant legal, regulatory, and professional standards.Key ResponsibilitiesCollaborate with senior leadership and various departments to ensure compliance with legal, regulatory,...

**Job Title:** Compliance Manager**Location:** St AlbansWe are a leading provider of Compliance services in the UK, seeking a highly experienced Compliance Manager to join our team in St Albans.The successful candidate will have a minimum of 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors, and will be...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the...

Job Description THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the...

Job Title: Regulatory Affairs SpecialistAbout Us: Compliance Professionals is a boutique financial services firm based in St Albans. We are seeking a Regulatory Affairs Specialist on a permanent basis.Responsibilities:Ensure regulatory compliance: Monitor, analyse and report on regulatory changes to ensure the business remains compliant.Provide guidance:...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the...

**About Us**We are a boutique financial services firm based in St Albans, seeking a highly skilled Compliance Manager on a permanent basis.The ideal candidate will have a minimum of 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors. They should hold appropriate qualifications in financial services and possess...

Job Summary: We are seeking a skilled Compliance and Risk Manager to join our team on a permanent basis. The successful candidate will be responsible for managing our compliance and risk framework, ensuring that our business remains compliant with all relevant regulatory requirements.About Us: Compliance Professionals is a boutique financial services firm...

Job Description THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure that the companies have the correct level of FCA regulatory oversight and that the...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

AJ FOX COMPLIANCE requires an experienced Regulatory Affairs Specialist to oversee and implement effective regulatory strategies. You will work closely with internal stakeholders to ensure compliance with regulatory requirements and provide expert guidance on complex issues.Responsibilities:Develop and implement regulatory strategies to ensure compliance...

Compliance and Risk Professional RoleAJ FOX COMPLIANCE is seeking an experienced Compliance and Risk Professional to join our dynamic team. In this role, you will collaborate with senior leadership and other departments to ensure that our firm complies with relevant legal, regulatory, and professional standards.Responsibilities:Provide expert guidance on...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

About AJ FOX COMPLIANCE:We are a forward-thinking law firm seeking an exceptional Risk & Compliance Manager to join our proactive team.This is a unique opportunity for someone passionate about risk management and regulatory challenges. You will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance...

At Compliance Professionals, we are seeking an experienced Head of Risk to join our team. As a key member of our team, you will be responsible for ensuring the company's compliance with regulatory requirements and implementing effective risk management strategies.Responsibilities:Manage and maintain the Risk Register, identifying, monitoring, and mitigating...

About the Role: AJ FOX COMPLIANCE is seeking a highly skilled Senior Compliance Executive to join our proactive team. This is an exciting opportunity for a fee-earner looking to transition into risk and compliance.Job Overview: As a Senior Compliance Executive, you'll work closely with the Head of Risk and Compliance to ensure that the firm complies with all...