Regulatory Compliance Manager

2 weeks ago


Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full time
Job Overview

AJ Fox Compliance is a forward-thinking law firm seeking a highly skilled Risk & Compliance Manager to join their proactive team.

This role involves working closely with the Head of Risk and Compliance to develop and implement effective risk management strategies.

Key Responsibilities:

  • Collaborate with senior leadership and various departments to ensure compliance with legal, regulatory, and professional standards.
  • Provide expert guidance on regulatory and risk issues.
  • Develop and implement effective risk management strategies.
  • Deliver training programs focused on risk and compliance.
  • Assist in reviewing and managing AML and counter-terrorism financing measures.
  • Supervise file review systems and identify areas for improvement.
  • Investigate incidents and manage complaints.
  • Lead the Customer Service Focus Group and manage customer service excellence accreditation.
  • Supervise Compliance professionals and guide their work and development.

The ideal candidate will have a strong passion for risk management, excellent communication skills, and a commitment to maintaining the highest ethical standards.

Salary Range: £70,000 - £100,000 per annum.



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