Regulatory Compliance Officer

**Job Title:** Chief Compliance OfficerThe company we are working with is a successful and rapidly growing financial services firm.**Job Description:**We are seeking an experienced Chief Compliance Officer to lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.The ideal candidate...

AJ Fox Compliance is looking for a highly skilled Regulatory Compliance Professional to join their team. As a key member of the compliance function, you will play a vital role in ensuring the firm's compliance with all relevant laws and regulations.The ideal candidate will have excellent analytical and problem-solving skills, with the ability to identify and...

Job Title: Regulatory Compliance ExpertWe are seeking a highly skilled and experienced Regulatory Compliance Expert to join our team at AJ Fox Compliance.The ideal candidate will possess a strong understanding of regulatory requirements and be able to effectively navigate complex legal challenges.About the Role:Collaborate with senior leadership and...

About the Role: AJ FOX COMPLIANCE is seeking a highly skilled Senior Compliance Executive to join our proactive team. This is an exciting opportunity for a fee-earner looking to transition into risk and compliance.">Job Description: We're looking for someone who is passionate about navigating complex risk and regulatory challenges. As a Senior Compliance...

AJ Fox Compliance seeks a seasoned Compliance Officer with expertise in risk management to fill a challenging position. As part of the firm's compliance team, you will collaborate with senior leaders to develop and implement effective compliance strategies.You will need to stay up-to-date with evolving regulations and laws, applying your knowledge to advise...

Job OverviewAJ Fox Compliance is a forward-thinking law firm seeking a highly skilled Risk & Compliance Manager to join their proactive team.This role involves working closely with the Head of Risk and Compliance to develop and implement effective risk management strategies.Key Responsibilities:Collaborate with senior leadership and various departments to...

Compliance Role OverviewAJ FOX COMPLIANCE is seeking a Senior Compliance Executive to collaborate with senior leadership and various departments to ensure the firm complies with all relevant legal, regulatory, and professional standards.Key ResponsibilitiesCollaborate with senior leadership and various departments to ensure compliance with legal, regulatory,...

About AJ Fox ComplianceWe are a forward-thinking law firm committed to excellence in risk management and compliance. We are seeking a highly skilled Risk & Compliance Manager to join our team and contribute to our success.Key Responsibilities:Collaborate with senior leadership and various departments to maintain a strong compliance culture.Provide expert...

AJ FOX COMPLIANCE is seeking a highly skilled Risk & Compliance Manager to join our team.In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.As a Risk & Compliance Manager, you will be responsible...

Are you a risk management expert looking for a new challenge? AJ Fox Compliance is seeking a highly skilled Risk Compliance Manager to join our team. In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture and provide expert guidance on regulatory and risk issues.The...

AJ FOX COMPLIANCE is seeking a highly skilled Risk Compliance Manager to drive meaningful change and maintain the highest standards. As a key member of our team, you will collaborate with senior leadership and various departments to ensure compliance with legal, regulatory, and professional standards.Responsibilities:Collaborate with senior leaders to ensure...

Job OverviewWe are seeking a highly experienced Compliance Director to lead our Compliance and AML teams at Compliance Professionals. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence.ResponsibilitiesLead and manage the Compliance and AML teams.Ensure compliance with all relevant laws and regulations.Liaise with regulatory...

Job Title: Regulatory Affairs SpecialistAbout Us: Compliance Professionals is a boutique financial services firm based in St Albans. We are seeking a Regulatory Affairs Specialist on a permanent basis.Responsibilities:Ensure regulatory compliance: Monitor, analyse and report on regulatory changes to ensure the business remains compliant.Provide guidance:...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

Job Description THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure that the companies have the correct level of FCA regulatory oversight and that the...

Job OverviewThe Compliance Professionals are seeking a highly skilled Compliance Manager to join their team in St Albans. This is an excellent opportunity for a qualified professional to work in a boutique financial services firm.This role presents a unique chance to contribute to the Compliance function and ensure it is adequately supported. The successful...

**Job Title:** Compliance Manager**Location:** St AlbansWe are a leading provider of Compliance services in the UK, seeking a highly experienced Compliance Manager to join our team in St Albans.The successful candidate will have a minimum of 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors, and will be...

AJ FOX Compliance is a dynamic and growing organization seeking a Regulatory Affairs Director to lead our compliance efforts.The successful candidate will have a deep understanding of regulatory requirements and be able to communicate complex information to stakeholders.Salary: £80,000 per annum, depending on experience. A competitive salary package...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the...