Ethics and Compliance Officer

2 days ago


Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full time

Are you a risk management expert looking for a new challenge? AJ Fox Compliance is seeking a highly skilled Risk Compliance Manager to join our team. In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture and provide expert guidance on regulatory and risk issues.

The successful candidate will have a proven track record in navigating complex risk and regulatory challenges, with a keen eye for detail and a proactive approach to identifying risks. They'll need to have a sharp understanding of legal, ethical, and regulatory matters, with the ability to offer advice and guidance to senior leadership and various departments.

We estimate the salary for this position to be around £70,000 - £90,000 per annum, depending on experience.

Responsibilities:

  • Collaborate with senior leadership and various departments.
  • Offer advice on legal, ethical, and regulatory matters.
  • Oversee and regularly update the firm's policies and procedures.
  • Deliver training programs focused on risk and compliance.
  • Assist in reviewing and managing AML and counter-terrorism financing measures.
  • Supervise the firm's file review systems.
  • Investigate incidents, manage complaints, and analyse trends.
  • Lead the Customer Service Focus Group.
  • Supervise Compliance professionals.

We're looking for someone who is passionate about risk management and committed to maintaining the highest ethical standards. If you're a proactive problem solver with a keen eye for detail, we want to hear from you.


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