Compliance Risk Specialist
1 day ago
Job Description
We are seeking a seasoned Compliance Risk Specialist to join our proactive team at AJ FOX COMPLIANCE. As a key member of the risk management function, you will work closely with senior leadership and various departments to ensure that the firm complies with all relevant legal, regulatory, and professional standards.
The ideal candidate will have a proven track record in navigating complex risk and regulatory challenges. Your expertise in risk management will be valued and utilized to provide expert guidance on a range of regulatory and risk issues.
This role offers an excellent opportunity to drive meaningful change and ensure the highest standards are maintained within the organization.
Key Responsibilities:
- Collaborate with senior leadership and various departments to embed a strong compliance culture.
- Offer advice on legal, ethical, and regulatory matters.
- Oversee and regularly update policies and procedures according to up-to-date compliance legislation.
- Deliver training programs focused on risk and compliance.
- Assist in reviewing and managing AML and counter-terrorism financing measures.
- Supervise file review systems and identify areas for improvement.
- Investigate incidents, manage complaints, and analyze trends to prevent future issues.
- Lead the Customer Service Focus Group and manage the firm's Customer Service Excellence Accreditation.
- Supervise Compliance professionals and guide their work and development.
A competitive salary of £60,000 - £80,000 per annum is on offer, commensurate with experience.
Why choose AJ FOX COMPLIANCE?
We are a forward-thinking law firm dedicated to maintaining the highest ethical standards.
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