Compliance Risk Manager

1 day ago


Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full time
Job Title: Compliance Risk Manager

Estimated Salary: £60,000 - £80,000 per annum

Company Overview:

AJ FOX COMPLIANCE is a leading law firm seeking an experienced Compliance Risk Manager to join their proactive team.

This innovative firm offers a collaborative and dynamic work environment where your expertise in risk management will be valued and make a difference.

Key Responsibilities:
  • Collaborate with senior leadership and various departments to ensure compliance with relevant legal, regulatory, and professional standards.
  • Provide expert guidance on regulatory and risk issues.
  • Oversee and update the firm's policies and procedures according to up-to-date compliance legislation.
  • Deliver training programs focused on risk and compliance.
  • Assist in reviewing and managing AML and counter-terrorism financing measures.
  • Supervise the firm's file review systems and identify areas for improvement.
  • Investigate incidents, manage complaints, and analyse trends to prevent future issues.
  • Lead the Customer Service Focus Group and manage the firm's Customer Service Excellence Accreditation.
  • Supervise Compliance professionals and guide their work and development.
About You:

We're seeking someone passionate about risk management who thrives on solving complex challenges.

You'll need a sharp eye for detail, a proactive approach to identifying risks, and a commitment to maintaining the highest ethical standards.

This is your opportunity to work collaboratively with a supportive team, drive meaningful change, and ensure the highest standards are maintained.



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