Compliance Officer

**Job Title:** Chief Compliance OfficerThe company we are working with is a successful and rapidly growing financial services firm.**Job Description:**We are seeking an experienced Chief Compliance Officer to lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.The ideal candidate...

As a Risk Governance Specialist, you will play a critical role in ensuring the firm's compliance with regulatory requirements and developing strategies to mitigate potential risks.About the Firm:AJ FOX COMPLIANCE is a leading law firm with a reputation for excellence in compliance and risk management.Responsibilities:Risk Assessment: Conduct thorough risk...

AJ FOX COMPLIANCE is seeking a highly skilled Risk Compliance Manager to drive meaningful change and maintain the highest standards. As a key member of our team, you will collaborate with senior leadership and various departments to ensure compliance with legal, regulatory, and professional standards.Responsibilities:Collaborate with senior leaders to ensure...

Job OverviewWe are seeking a highly experienced Compliance Director to lead our Compliance and AML teams at Compliance Professionals. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence.ResponsibilitiesLead and manage the Compliance and AML teams.Ensure compliance with all relevant laws and regulations.Liaise with regulatory...

Are you a risk management expert looking for a new challenge? AJ Fox Compliance is seeking a highly skilled Risk Compliance Manager to join our team. In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture and provide expert guidance on regulatory and risk issues.The...

Job Description THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure that the companies have the correct level of FCA regulatory oversight and that the...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

AJ Fox Compliance is looking for a highly skilled Regulatory Compliance Professional to join their team. As a key member of the compliance function, you will play a vital role in ensuring the firm's compliance with all relevant laws and regulations.The ideal candidate will have excellent analytical and problem-solving skills, with the ability to identify and...

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

AJ Fox Compliance seeks a seasoned Compliance Officer with expertise in risk management to fill a challenging position. As part of the firm's compliance team, you will collaborate with senior leaders to develop and implement effective compliance strategies.You will need to stay up-to-date with evolving regulations and laws, applying your knowledge to advise...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

Compliance Officer - Wealth Management Hertfordshire Hybrid Circa £50k-£60k Purpose of the Role Support the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by...

Compliance Officer - Wealth Management Hertfordshire Hybrid Circa £50k-£60k Purpose of the Role Support the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by...

Compliance Officer - Wealth Management Hertfordshire Hybrid Circa £50k-£60k Purpose of the Role Support the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by...

Job Description Compliance Officer - Wealth Management Hertfordshire Hybrid Circa £50k-£60k Purpose of the Role Support the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority...

Compliance Officer - Wealth ManagementHertfordshireHybridCirca £50k-£60k Purpose of the RoleSupport the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by maintaining and...

Compliance Officer - Wealth ManagementHertfordshireHybridCirca £50k-£60k Purpose of the RoleSupport the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by maintaining and...

Compliance Officer - Wealth ManagementHertfordshireHybridCirca £50k-£60k Purpose of the RoleSupport the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by maintaining and...