Compliance Officer

**Job Title:** Chief Compliance OfficerThe company we are working with is a successful and rapidly growing financial services firm.**Job Description:**We are seeking an experienced Chief Compliance Officer to lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.The ideal candidate...

AJ FOX COMPLIANCE is seeking a highly skilled Risk & Compliance Manager to join our team.In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.As a Risk & Compliance Manager, you will be responsible...

As a Risk Governance Specialist, you will play a critical role in ensuring the firm's compliance with regulatory requirements and developing strategies to mitigate potential risks.About the Firm:AJ FOX COMPLIANCE is a leading law firm with a reputation for excellence in compliance and risk management.Responsibilities:Risk Assessment: Conduct thorough risk...

AJ FOX COMPLIANCE is seeking a highly skilled Risk Compliance Manager to drive meaningful change and maintain the highest standards. As a key member of our team, you will collaborate with senior leadership and various departments to ensure compliance with legal, regulatory, and professional standards.Responsibilities:Collaborate with senior leaders to ensure...

Job OverviewWe are seeking a highly experienced Compliance Director to lead our Compliance and AML teams at Compliance Professionals. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence.ResponsibilitiesLead and manage the Compliance and AML teams.Ensure compliance with all relevant laws and regulations.Liaise with regulatory...

Are you a risk management expert looking for a new challenge? AJ Fox Compliance is seeking a highly skilled Risk Compliance Manager to join our team. In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture and provide expert guidance on regulatory and risk issues.The...

AJ Fox Compliance seeks a seasoned Compliance Officer with expertise in risk management to fill a challenging position. As part of the firm's compliance team, you will collaborate with senior leaders to develop and implement effective compliance strategies.You will need to stay up-to-date with evolving regulations and laws, applying your knowledge to advise...

THE COMPANY: Our client is successful and rapidly growing financial services firm. THE RESPONSIBILITIES: Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17. Ensure compliance with all relevant laws and regulations Liaise with regulatory bodies Ensure all regulatory filings and...

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

Job Description THE COMPANY: Our client is successful and rapidly growing financial services firm. THE RESPONSIBILITIES: Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17. Ensure compliance with all relevant laws and regulations Liaise with regulatory bodies Ensure all...

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

Compliance Officer - Wealth Management Hertfordshire Hybrid Circa £50k-£60k Purpose of the Role Support the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by...

Compliance Officer - Wealth ManagementHertfordshireHybridCirca £50k-£60k Purpose of the RoleSupport the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by maintaining and...

Compliance Officer - Wealth ManagementHertfordshireHybridCirca £50k-£60k Purpose of the RoleSupport the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by maintaining and...

Compliance Officer - Wealth ManagementHertfordshireHybridCirca £50k-£60k Purpose of the RoleSupport the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by maintaining and...

Job Description Compliance Officer - Wealth Management Hertfordshire Hybrid Circa £50k-£60k Purpose of the Role Support the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority...

About UsAJ FOX COMPLIANCE is a leading law firm dedicated to delivering exceptional legal services. Our mission is to provide innovative solutions that meet the evolving needs of our clients.We are currently seeking an experienced Risk & Compliance Manager to join our proactive team. In this role, you will work closely with the Head of Risk and Compliance,...

Job Title: Legal and Risk ManagerWe are seeking an experienced Legal and Risk Manager to join our team at Compliance Professionals. The successful candidate will be responsible for leading the Compliance and AML teams to ensure effective implementation of regulatory requirements.Main ResponsibilitiesManage the Compliance and AML teams.Liaise with regulatory...