Head of Legal and Compliance

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

THE COMPANY: Our client is successful and rapidly growing financial services firm. THE RESPONSIBILITIES: Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17. Ensure compliance with all relevant laws and regulations Liaise with regulatory bodies Ensure all regulatory filings and...

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

Job DescriptionAn innovative, forward-thinking law firm, AJ Fox Compliance, is seeking a seasoned Risk & Compliance Manager to join their proactive team.This role involves collaborating closely with the Head of Risk and Compliance to embed a strong compliance culture and provide expert guidance on regulatory and risk issues.Key Responsibilities:Collaborate...

AJ FOX COMPLIANCE is seeking a highly skilled Risk & Compliance Manager to join our team.In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.As a Risk & Compliance Manager, you will be responsible...

About This OpportunityWe are excited to offer an experienced Risk & Compliance Manager the opportunity to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring our firm remains compliant with all relevant legal, regulatory, and professional standards.Key Responsibilities:Work closely with the Head...

About AJ Fox ComplianceWe are a forward-thinking law firm seeking a skilled Risk & Compliance Manager to join our proactive team. In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.Key...

Are you a risk management expert looking for a new challenge? AJ Fox Compliance is seeking a highly skilled Risk Compliance Manager to join our team. In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture and provide expert guidance on regulatory and risk issues.The...

Compliance and Risk Professional RoleAJ FOX COMPLIANCE is seeking an experienced Compliance and Risk Professional to join our dynamic team. In this role, you will collaborate with senior leadership and other departments to ensure that our firm complies with relevant legal, regulatory, and professional standards.Responsibilities:Provide expert guidance on...

About the Role: AJ FOX COMPLIANCE is seeking a highly skilled Senior Compliance Executive to join our proactive team. This is an exciting opportunity for a fee-earner looking to transition into risk and compliance.">Job Description: We're looking for someone who is passionate about navigating complex risk and regulatory challenges. As a Senior Compliance...

At AJ Fox Compliance, we're seeking a seasoned Risk Compliance Manager to join our proactive team. In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.The successful candidate will have a proven...

Job Title: Legal and Risk ManagerWe are seeking an experienced Legal and Risk Manager to join our team at Compliance Professionals. The successful candidate will be responsible for leading the Compliance and AML teams to ensure effective implementation of regulatory requirements.Main ResponsibilitiesManage the Compliance and AML teams.Liaise with regulatory...

Job OverviewAJ Fox Compliance is a forward-thinking law firm seeking a highly skilled Risk & Compliance Manager to join their proactive team.This role involves working closely with the Head of Risk and Compliance to develop and implement effective risk management strategies.Key Responsibilities:Collaborate with senior leadership and various departments to...

**Regulatory Expert Wanted: Head of Regulatory Affairs and Risk ManagementWe are a leading financial services firm seeking a highly skilled professional to oversee our regulatory affairs and risk management functions.The ideal candidate will have extensive experience in legal, compliance, and AML roles, within the financial services space- ideally from a...

Job OverviewWe are seeking a highly experienced Compliance Director to lead our Compliance and AML teams at Compliance Professionals. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence.ResponsibilitiesLead and manage the Compliance and AML teams.Ensure compliance with all relevant laws and regulations.Liaise with regulatory...

At AJ FOX COMPLIANCE, we are seeking a highly skilled Risk Compliance Manager to join our proactive team.Job Description:The successful candidate will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.Key...

**Job Title:** Chief Compliance OfficerThe company we are working with is a successful and rapidly growing financial services firm.**Job Description:**We are seeking an experienced Chief Compliance Officer to lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.The ideal candidate...

AJ FOX COMPLIANCE is a dynamic and forward-thinking law firm seeking a seasoned Risk & Compliance Manager to join their team.The successful candidate will work closely with the Head of Risk and Compliance, collaborating across the business to embed a robust compliance culture and provide expert guidance on regulatory and risk issues.Estimated Salary:...

**Job Title:** Compliance Risk ManagerAJ FOX COMPLIANCE is seeking a proactive Compliance Risk Manager to join their team. In this role, you'll collaborate with senior leadership and various departments to ensure the firm complies with all relevant legal, regulatory, and professional standards.Key Responsibilities:Collaborate with senior leadership and...

**About Us**We are a boutique financial services firm based in St Albans, seeking a highly skilled Compliance Manager on a permanent basis.The ideal candidate will have a minimum of 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors. They should hold appropriate qualifications in financial services and possess...