Compliance Expert

4 days ago


Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full time
Job Description

An innovative, forward-thinking law firm, AJ Fox Compliance, is seeking a seasoned Risk & Compliance Manager to join their proactive team.

This role involves collaborating closely with the Head of Risk and Compliance to embed a strong compliance culture and provide expert guidance on regulatory and risk issues.

Key Responsibilities:

  • Collaborate with senior leadership and various departments to ensure compliance with legal, regulatory, and professional standards.
  • Offer advice on legal, ethical, and regulatory matters.
  • Oversee and update policies and procedures according to up-to-date compliance legislation.
  • Deliver training programs focused on risk and compliance.
  • Assist in reviewing and managing Anti-Money Laundering (AML) and counter-terrorism financing measures.
  • Supervise file review systems and identify areas for improvement.
  • Investigate incidents and manage complaints.
  • Lead the Customer Service Focus Group and manage customer service excellence accreditation.
  • Supervise Compliance professionals and guide their work and development.

We're looking for someone who thrives on solving complex challenges, has a sharp eye for detail, and maintains the highest ethical standards.

The ideal candidate will have a strong passion for risk management and drive meaningful change within the organization.

Salary Range: £60,000 - £80,000 per annum.


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