Jobs: compliance

**What the role involves**: **Do you have experience within dental compliance? Do you like to provide hands on supportive experience to your network?** At Dentex, we are doing things differently We are the dental corporate with a twist, we are fortunate to be building an organisation that people are proud to be part of, we have a community of over 150...

**We are Gravity, where having fun matters** **We are Gravity, we are the UK’s biggest name in active entertainment. Fun is our key word, where our sites across the UK offer up to 30 activities from e-karting to trampoline parks, high wall climbing to augmented reality bowling. A business like ours needs to tell people what we do and where we are, and to...

THE COMPANY:Our client is a global investment management business based in London. They are looking for a Compliance Associate to join the thriving team.THE RESPONSIBILITIES:The main focus of the Compliance Associate role is to support the Chief Compliance Officer (CCO") and MLRO to manage the regulatory compliance function in the Business.Staying abreast of...

THE COMPANY:We excited to be working with an International Wholesale Bank located in the City of London, who are looking for a Compliance Assistant to join the team.THE RESPONSIBILITIES:In conjunction with the CCO, implement the annual AML risk assessment, compliance monitoring plan and perform the relevant quality assurance checks to ensure adherence of the...

What is great about the roleThis is a role with real impact. Youll be the person making sure our customers are safe in their homes while also driving forward renewable energy and low-carbon innovation. From gas servicing to solar panels heat pumps and battery storage youll oversee the systems that power our homes today and help us prepare for tomorrow.Youll...

**THE COMPANY**: Our client is a leading world-wide broker; they are based in the City with a vast Global presence. **THE RESPONSIBILITIES**: - Providing day-to-day compliance advice and guidance to business areas - Design and maintenance of compliance policies and procedures - Analysis and interpretation of relevant laws and regulations, including...

**THE COMPANY**: Our client provides financial services to European based institutions and corporations across corporate finance, equities, fixed income, debt capital markets, and portfolio strategy research. **THE RESPONSIBILITIES**: - Reporting directly to the European Chief Compliance Officer (CCO) and managing the monitoring framework - Delivery &...

THE COMPANY:Our client is a successful banking firm with a strong global presence across Wholesale and Capital Markets.THE RESPONSIBILITIES:Managing Inside Information DisclosureManagement of Conflict of interestReview of Personal Account DealingReview of Outside Business ActivitiesAddress requests received by the Control Room and participate in day-to-day...

THE COMPANY: We have been instructed by an international Private, corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, Private banking and real estate services. THE RESPONSIBILITIES: Act as SMF16 (Compliance Oversight) and SMF17 (MLRO) under the FCA Senior Managers Regime. Lead engagement...

Job description FinTech Compliance is a consultancy providing compliance advice to a wide variety of FCA regulated financial services firms, with a particular focus on technology-based, innovative and alternative finance businesses. Our core services include FCA authorisations, ongoing advice and support, the authoring of policies/procedures, compliance...

THE COMPANY:Our client is global banking group with offices based in the West End. They offer Corporate banking and Asset management services in the UK market.THE RESPONSIBILITIES:This role will support the Head of Compliance & MLRO with the following:Maintenance of the financial crime (AML, CFT/PF, sanctions, bribery and corruption and fraud) framework;...

THE COMPANY: Our client is a leading provider of services supporting emerging fund managers and investment firms. THE RESPONSIBILITIES: Compliance and MLRO responsibilities: Monitoring; ICARA; SYSC and MLRO reports; Supervise KYC; Work with COO to develop and implement control systems Financial Promotions for Funds and Clients. Funds: TFI obligations under...

We are working with a leading law firm to recruit a Compliance Analyst based in Bristol. Within this role, you will support the firm’s client onboarding and ongoing monitoring processes, helping to manage compliance with anti-money laundering regulations and internal policies. This includes conducting due diligence, reviewing client risks, investigating...

We are working with a leading law firm to recruit a Compliance Analyst based in Bristol. Within this role, you will support the firm’s client onboarding and ongoing monitoring processes, helping to manage compliance with anti-money laundering regulations and internal policies. This includes conducting due diligence, reviewing client risks, investigating...

We are working with a leading offshore law firm to hire a Compliance Analyst to join their team. This is an exciting opportunity to take the next step in your compliance career In this role, you’ll support the client onboarding and due diligence process, ensuring the firm meets its regulatory obligations and maintains robust standards under AML/CFT...

We are working with a leading law firm to recruit a Compliance Analyst based in Bristol. Within this role, you will support the firm’s client onboarding and ongoing monitoring processes, helping to manage compliance with anti-money laundering regulations and internal policies. This includes conducting due diligence, reviewing client risks, investigating...

We are working with a leading offshore law firm to hire a Compliance Analyst to join their team. This is an exciting opportunity to take the next step in your compliance careerIn this role, you’ll support the client onboarding and due diligence process, ensuring the firm meets its regulatory obligations and maintains robust standards under AML/CFT...

We are working with a leading offshore law firm to hire a Compliance Analyst to join their team. This is an exciting opportunity to take the next step in your compliance career In this role, you'll support the client onboarding and due diligence process, ensuring the firm meets its regulatory obligations and maintains robust standards under AML/CFT...

We are working with a leading offshore law firm to hire a Compliance Analyst to join their team. This is an exciting opportunity to take the next step in your compliance career In this role, you’ll support the client onboarding and due diligence process, ensuring the firm meets its regulatory obligations and maintains robust standards under AML/CFT...

We are working with a leading offshore law firm to hire a Compliance Analyst to join their team. This is an exciting opportunity to take the next step in your compliance careerIn this role, you'll support the client onboarding and due diligence process, ensuring the firm meets its regulatory obligations and maintains robust standards under AML/CFT...