Compliance Assistant

THE COMPANY:Our client is a global investment management business based in London. They are looking for a Compliance Associate to join the thriving team.THE RESPONSIBILITIES:The main focus of the Compliance Associate role is to support the Chief Compliance Officer (CCO") and MLRO to manage the regulatory compliance function in the Business.Staying abreast of...

**THE COMPANY**: Our client is a leading world-wide broker; they are based in the City with a vast Global presence. **THE RESPONSIBILITIES**: - Providing day-to-day compliance advice and guidance to business areas - Design and maintenance of compliance policies and procedures - Analysis and interpretation of relevant laws and regulations, including...

**THE COMPANY**: Our client provides financial services to European based institutions and corporations across corporate finance, equities, fixed income, debt capital markets, and portfolio strategy research. **THE RESPONSIBILITIES**: - Reporting directly to the European Chief Compliance Officer (CCO) and managing the monitoring framework - Delivery &...

We are working with a specialist legal consultancy to recruit several Compliance Officers to join their growing internal team. In this role you'll support a wide range of law firm clients on compliance, risk management, and regulatory best practice. You’ll play a key part in helping firms maintain quality assurance standards, prepare for audits, and meet...

**THE COMPANY**: We are working with a regular client of ours who are searching for a Deputy Head of Compliance & Deputy MLRO. The client are a commodities broker in the City close to Liverpool Street. You will Support the Head of Compliance/MLRO to deliver second line oversight of company’s activities to ensure the business operates within its regulatory...

Compliance AssistantLocation:North LondonHours:Full-time, Monday to Friday (8:00 AM – 4:35 PM)About the OrganisationThis role sits within a long-established and prestigious British heritage organisation that supports nationally significant institutions, public-sector bodies, and international clients. The organisation is known for its precision,...

We are working with an independent law firm to recruit a Compliance Officer to join their collaborative and highly regarded London team. In this role, you’ll work closely with the Head of Risk and Compliance, supporting a range of firmwide compliance functions and contributing to the delivery of robust risk management across the business. You’ll assist...

We have an exciting opportunity to join a global law firm as a Compliance Administrator. This role will involve working in a small team and assisting with opening matter files and completing the required compliance checks. You will have the opportunity to liaise with lawyers and staff worldwide and support the team to improve current systems. The...

A well-established, full-service, international law firm are looking for a manager to join their Compliance Team. This role will be working closely with the Director of Compliance to ensure the firm remains compliant with AML and SRA regulations. You will be managing a small team in London and liaising with managers across the other international...

**Are you an NQ Lawyer wanting to start your career in Risk & Compliance? Perhaps you have been working in another area of law and you're thinking of transitioning to Risk & Compliance.** If any of this resonates with you, then we'd love to have a chat! We're working with a top 100 UK law firm in South West London who would like to recruit someone for...