Compliance Manager

**Leading the Compliance Department to fulfil the client’s requirement as per the Regulatory Guidelines in Specified Time.**: - Develop the AML/KYC policies and procedures for Crypto Assets, Consumer Credit Institutions firms. - Dealing the Regulatory Requirement of Crypto Assets, Consumer Credit Institutions firms Clients. - **Dealing the Application...

**Are you a junior manager looking to step up into a more senior role?** **Are you a team leader looking for your first manager role?** **Do you have experience managing a team of 5 or more?** **Are you a confident communicator with experience liaising with senior internal stakeholders?** If you have answered yes to any of the above we are working on a role...

Legal & Compliance Manager - Hedge FundsLegal & Compliance Manager - Hedge Funds1 day ago Be among the first 25 applicantsCompliance Professionals provided pay rangeThis range is provided by Compliance Professionals. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeTHE COMPANY:Our client is...

**THE COMPANY**: Our client is a successful open-end investment fund based in the City. They are looking for a Compliance generalist with a development path to support the objectives and activities of the Compliance team. **THE RESPONSIBILITIES**: - Performing, supporting & enhancing monitoring and surveillance activities. - Managing, supporting and...

THE COMPANYOur client is multinational Corporate banking company, with branches worldwide.THE RESPONSIBILITIESDirect contribution to completion of the annual Financial Crime Business-wide Risk Assessment (BWRA) and Compliance and Conduct Risk Assessment (CCRA) process, and identify and implement appropriate controls to detect, prevent and mitigate risks...

THE COMPANY:Our client is global banking group with offices based in the West End. They offer Corporate banking and Asset management services in the UK market.THE RESPONSIBILITIES:This role will support the Head of Compliance & MLRO with the following:Compliance advisory: assisting with advice on regulatory issues, maintaining compliance framework, training...

A wealth management firm in London is seeking a compliance professional to support investment compliance oversight activities and assist with compliance monitoring. Ideal candidates will have previous experience in compliance within Asset Management or Fund Administration and possess knowledge of MIFID II and AML regulations. Strong attention to detail is...

THE COMPANY: Our client is global banking group with offices based in the West End. They offer Corporate banking and Asset management services in the UK market. THE RESPONSIBILITIES: Compliance advisory: assisting with advice on regulatory issues, maintaining compliance framework, training the business in key compliance issues, promoting and measuring high...

EXCLUSIVE: COMPLIANCE MANAGER – RETAIL GENERAL INSURANCE COMPLIANCE EXPERIENCE REQUIRED £60K - £70K + Bonus & Bens inc generous holiday HYBRID (City or Surrey ) Ref:4166D We are exclusively recruiting for a leading general insurance firm recruiting a Compliance Manager to advise the Board on Compliance matters, including changes to regulations, first...

We are working with an independent law firm to recruit a Compliance Officer to join their collaborative and highly regarded London team. In this role, you’ll work closely with the Head of Risk and Compliance, supporting a range of firmwide compliance functions and contributing to the delivery of robust risk management across the business. You’ll assist...