Investment Compliance Analyst

Falcon Investment Management is an FCA regulated asset management firm is seeking a risk analyst to join the team in London to focus on multi-manager and multi-strategy hedge fund manager. The ideal candidate will drive the implementation of methodologies and tools to monitor and report Market Risk, and will liaise closely with Portfolio Managers and senior...

A thriving investment management house is looking to recruit a Investment Compliance Analyst to join their London office.The Senior Investment Compliance Analyst will take responsibility for the following duties:Responsible for implementing and reviewing investment compliance rules and regulations.Oversee daily monitoring of pre and post trade...

DescriptionA thriving investment management house is looking to recruit a Investment Compliance Analyst to join their London office.The Senior Investment Compliance Analyst will take responsibility for the following duties :Responsible for implementing and reviewing investment compliance rules and regulations.Oversee daily monitoring of pre and post trade...

Role Overview This role is based in the LaSalles London office, which is authorised as a MiFID Investment Firm by the FCA. The successful candidate will join the LaSalles Compliance Function having responsibility for maintaining the compliance and AML framework, assessing standards of compliance and providing compliance advice to the London office. This is a...

THE COMPANY: Our client is a well-known Broker based in the heart of the City, with exciting growth plans. THE RESPONSIBILITIES: Providing advice to the product teams on introduction of new and adaptations to existing products Advising all parts of the business on its obligations under the Consumer Duty and application of its principles and outcomes....

Falcon Investment Management is an FCA regulated asset management firm is seeking a risk analyst to join the team in London to focus on multi-manager and multi-strategy hedge fund manager. The ideal candidate will drive the implementation of methodologies and tools to monitor and report Market Risk, and will liaise closely with Portfolio Managers and senior...

A global investment manager is seeking a Research Analyst to contribute to investment decision-making through rigorous financial analysis and in-depth research. The candidate will support portfolio performance objectives and must demonstrate strong analytical skills, a valuation-focused mindset, and excellent communication abilities. The role offers an...

Compliance Analyst, Nest Invest Nest Invest is on a path to becoming one of the largest asset owners in the world. Whilst Nest manages around £60bn today, that figure will grow to around £100bn or higher by the end of the decade. That scale of growth means that it is essential that Nest Invest has a culture that prioritises compliance, and has strong...

A leading financial services firm is seeking a Financial Crime Compliance Analyst to support regulatory compliance. Responsibilities include analyzing regulatory rules, investigating Suspicious Activity Reports, and contributing to anti-financial crime strategies. Applicants should have at least 3 years' experience in financial services and familiarity with...

A leading investment management firm in London is looking for an investment risk analyst to maintain risk databases and develop oversight processes. The successful candidate will have a strong academic background in a quantitative subject and intermediate programming skills in Python and SQL. Opportunities for professional development towards FRM or CFA...