Compliance Officer

THE COMPANY: Our client is global banking group with offices based in the West End. They offer Corporate banking and Asset management services in the UK market. THE RESPONSIBILITIES: Compliance advisory: assisting with advice on regulatory issues, maintaining compliance framework, training the business in key compliance issues, promoting and measuring high...

We are working with an independent law firm to recruit a Compliance Officer to join their collaborative and highly regarded London team. In this role, you’ll work closely with the Head of Risk and Compliance, supporting a range of firmwide compliance functions and contributing to the delivery of robust risk management across the business. You’ll assist...

We are working with a specialist legal consultancy to recruit several Compliance Officers to join their growing internal team. In this role you'll support a wide range of law firm clients on compliance, risk management, and regulatory best practice. You’ll play a key part in helping firms maintain quality assurance standards, prepare for audits, and meet...

One Ten Associates are partnering with two Hedge Funds which are both seeking experienced Compliance Officer's to join their London office.Both positions are similar in nature; the role of the Compliance Officer will be to take ownership of the compliance function day-to-day, with the support of the General Counsel.One position will be to take on the...

Senior Compliance OfficerA leading international bank is seeking a Senior Compliance Officer to support its UK and overseas business. The role will work with the Chief Compliance Officer to ensure adherence to UK and international regulatory standards.Key ResponsibilitiesManage day-to-day regulatory compliance activities and provide advice on FCA, PRA, and...

A rapidly expanding, European hedge fund is looking to hire its first Compliance Officer into their newly-established Dubai office.They have had exceptional performance and have rapidly increased in both AUM and headcount. Given their growth in London, they have recently launched a Dubai office and are now focused on this buildout.They are looking to hire a...

A leadingCommodities Brokerin London is looking for an experiencedCompliance Officerto join their team.Key Responsibilities:Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting).Oversee and guide the compliance monitoring plan.Provide timely front-office compliance advice on trading and regulatory matters.Lead...

I am partnering with a technology driven quantitative trading firm to hire a compliance officer for their global compliance team. This position is a generalist role, requiring to carry out core compliance tasks across monitoring, due diligence, and regulatory oversight. The role also involves reviewing activity data, supporting counterparty onboarding,...

Compliance Officer opportunity working with a top performing specialty insurer. You will play a key role in ensuring the business meets all regulatory, legislative and contractual obligations, including delegated authority agreements with insurers.Key Responsibilities:Manage delegated underwriting agreements and co-manage delegated claims agreements with the...

Overview:We have an exciting opportunity for aCompliance Officerto join our growing organisation.This role will work collaboratively with the business by providing regulatory compliance advice and assurance to ensure the company operates in a compliant, legal and ethical manner. Supporting the Head of Compliance and front line teams in managing Customer...