Compliance Manager

3 days ago

London, United Kingdom ABM GLOBAL COMPLIANCE Full time

**Leading the Compliance Department to fulfil the client’s requirement as per the Regulatory Guidelines in Specified Time.**:

- Develop the AML/KYC policies and procedures for Crypto Assets, Consumer Credit Institutions firms.
- Dealing the Regulatory Requirement of Crypto Assets, Consumer Credit Institutions firms Clients.
- **Dealing the Application Process for Authorization Consumer Credit, Investment firms and EMI clients in UK and Europe.**:

- **Detailed Knowledge about FCA **Consumer Credit, Investment firms,** EMI Application process.**:

- Ability to Communicate with Regulator in relation to Application process.
- **Establish key controls & processes to assess & manage Compliance & AML Overseeing and providing advice to senior management and the business on compliance and risk issues as well as regulatory trends**:

- Dealing with the Compliance Requirement of FCA Regulated Business Specially Crypto Assets, Consumer Credit Institutions firms Clients.
- Developing, maintaining, updating and implementing Compliance and Risk policies, procedures, manuals, and programmes to reflect best practice and regulatory and industry requirements
- Provide the business with clear guidance on AML processes & controls & implement policy to adhere to requirements
- To act as a point of contact for Compliance issues, ensuring that any problems are dealt with appropriately and rectified within agreed SLA's
- Advice the clients about Compliance Risks within the organisation & work to establish controls.
- _**Good knowledge of the FCA Handbook, AML Regulations, Sourcebook (SYSC), EMRs, Joint Money Laundering Steering Group (JMLSG) Guidance and other relevant financial crime legislation, including the Anti-Corruption and Bribery Act**_
- Ensure the firm's Financial Crime/Money Laundering procedures are always kept up to date and staff notified of changes
- Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or division
- Investigate irregularities and non-compliance issues in the company and advise accordingly for swift action
- Reporting Bridge between the Compliance team in providing regulatory, compliance and AML/financial crime updates and reports to Top management and governing bodies of group companies, both periodically and on a one-off basis.

**Person Specification**:

- Must have detailed knowledge of FCA Regulations, FCA Handbooks, FCA Authorization procedures for Crypto Assets, Consumer Credit Institutions firms Clients
- Efficient in FCA correspondences
- Have good knowledge of payments sector and regulatory compliance
- Good understanding of Prudential rules
- **Minimum 5 years of industry experience in FCA Application processing and Processes.**:

- Excellent communication skills, both written and verbal
- Excellent reporting skills
- Good organisational skills
- Confident approach with proactive attitude
- Must have experience of working on deadline oriented projects with mínimal supervision
- Must be able to work with mínimal supervision
- Ability to manage all the assigned tasks in an efficient and timely manner

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