Risk & Compliance Manager

15 hours ago


London, United Kingdom AJ Fox Compliance Full time

We are working with a fantastic UK law firm to hire a Risk & Compliance Manager. In this position, you will manage the firm’s regulatory compliance and professional risks, and lead and advise the wider team. This is an excellent opportunity to get involvedin a wide range of risk and compliance activities, focusing on embedding risk and compliance into the firm’s processes.

They are seeking applicants passionate about risk and compliance to deliver the firm’s strategy. The firm is looking for a proactive individual with the ability to motivate and lead a team. You will also need to handle complex issues and act with discretionat all times.

About the role:

- Improving risk and compliance across the business
- Managing and acting as an escalation point for advisors and lawyers
- Advising on legal, regulatory and risk and compliance issues
- Investigating complaints, incidents and breaches
- Managing ethical, regulatory and conduct risks and updating risk registers
- Carrying out file reviews and audits
- Producing risk and compliance reports on trends and developments with suggestions for mitigation
- Managing client questionnaires and tenders
- Horizon scanning for risk developments and submitting recommendations
- Developing risk and compliance policies and procedures
- Delivering risk and compliance training
- Addressing gaps in the firm’s risk and compliance framework
- Ad hoc project work as required

About you:

- Experience in risk and compliance gained at a law firm
- Knowledge of the SRA Handbook, GDPR and Data Protection Act
- Experience developing regulatory policies and procedures
- Skills in communication, analysis, and influencing others
- It would be beneficial to be a qualified solicitor, but not required


  • Head of Risk

    5 days ago


    London, United Kingdom AJ Fox Compliance Full time

    We are working with a fantastic, fast-growing independent UK law firm to hire a Head of Risk & Compliance to join their team in London. This position will be responsible for the firm’s compliance and risk management frameworks. There will also be the opportunityto take on the titles of COLP, COFA, and MLRO. Key roles and responsibilities will include: -...

  • Junior Risk

    1 week ago


    London, United Kingdom AJ Fox Compliance Full time

    **Are you an NQ Lawyer wanting to start your career in Risk & Compliance? Perhaps you have been working in another area of law and you're thinking of transitioning to Risk & Compliance.** If any of this resonates with you, then we'd love to have a chat! We're working with a top 100 UK law firm in South West London who would like to recruit someone for...


  • London, United Kingdom AJ Fox Compliance Full time

    Our client is a respected global law firm seeking to hire a Risk & Compliance Analyst to join their team in London with the option of 50% home working. The function of this role is to help the firm maintain legal and regulatory compliance across the EMEA. Unfortunately, we will not be able to consider you for this role if you do not have law firm compliance...

  • Project Manager

    3 days ago


    London, United Kingdom Legal & General Full time

    Legal & General are currently looking for a Risk Analytics Project Manager who will have an important role in the delivery of the business growth and operational transformation of LGRI and the L&G Group-wide Insurance stakeholders whom the Risk Analyticsteam serves in its asset data and related actuarial and financial reporting systems and process Product...


  • London, United Kingdom AJ Fox Compliance Full time

    A well-respected professional services firm is seeking to hire a Risk & Compliance Analyst to support the day-to-day operations of their compliance team in London (hybrid working). This is a great opportunity for a Junior Compliance Officer or ComplianceAssistant to step up into a more senior role taking on more responsibility and making an impact in a small...

  • Risk Manager

    7 days ago


    London, United Kingdom AJ Fox Compliance Full time

    We are excited to be working with a prestigious top-10 global law firm to source a Risk Manager to join their team. This is the perfect role for a supervisor or team leader looking to take a step up into managing a team in a larger law firm, or an alreadyestablished manager looking for a new opportunity. Key responsibilities will include: - Advising on all...

  • Compliance Manager

    3 days ago


    London, United Kingdom AJ Fox Compliance Full time

    A well-established, full-service, international law firm are looking for a manager to join their Compliance Team. This role will be working closely with the Director of Compliance to ensure the firm remains compliant with AML and SRA regulations. You will be managing a small team in London and liaising with managers across the other international...

  • Compliance Manager

    3 days ago


    London, United Kingdom ABM GLOBAL COMPLIANCE Full time

    **Leading the Compliance Department to fulfil the client’s requirement as per the Regulatory Guidelines in Specified Time.**: - Develop the AML/KYC policies and procedures for Crypto Assets, Consumer Credit Institutions firms. - Dealing the Regulatory Requirement of Crypto Assets, Consumer Credit Institutions firms Clients. - **Dealing the Application...

  • Compliance Manager

    7 days ago


    London, United Kingdom AJ Fox Compliance Full time

    **Are you a junior manager looking to step up into a more senior role?** **Are you a team leader looking for your first manager role?** **Do you have experience managing a team of 5 or more?** **Are you a confident communicator with experience liaising with senior internal stakeholders?** If you have answered yes to any of the above we are working on a role...

  • Compliance Manager

    7 days ago


    London Area, United Kingdom Specialist Risk Group Full time

    Who are we?At Specialist Risk Group (SRG), we specialise in delivering expert risk solutions for complex, high-stakes challenges across a range of sectors. From insurance and professional indemnity to bespoke risk management services, our work demonstrates both precision and adaptability, reflecting our commitment to helping clients navigate even the most...