Compliance Associate

THE COMPANY:Our client is a global investment management business based in London. They are looking for a Compliance Associate to join the thriving team.THE RESPONSIBILITIES:The main focus of the Compliance Associate role is to support the Chief Compliance Officer (CCO") and MLRO to manage the regulatory compliance function in the Business.Staying abreast of...

An international law firm is hiring a Risk & Compliance Paralegal to support their team, reporting into the Deputy General Counsel. The Risk & Compliance team ensure best practices across the firm and manage all the regulatory requirements of the firm. The purpose of this role is to support the GC on all Risk & Compliance matters and projects. This is an...

**Build your future with Sovos.** If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the company you have been looking for. Employees at Sovos operate on the leading edge of digital technology while working to improve lives and the communities...

Job DescriptionOne Ten Associates are partnering with a Private Equity Fund that is looking to hire a Compliance Associate to join their wider compliance team, based in London. This will be a generalist compliance role reporting into the Head of Compliance. Duties will include:Conducting compliance monitoring reviews in accordance to the compliance...

The Compliance Associate will support the Risk & Compliance department in ensuring adherence to regulatory requirements within the financial services industry. This position is based in London and involves monitoring compliance frameworks and offering guidance to internal teams. Client Details The company operates within the financial services sector and is...

Niche buy-side institution, based in London managing over £4 billion AUM for 25,000 investors require a Compliance Associate. The business work in partnership with financial advisers, wealth managers and family offices to create investment solutions fortheir clients. The compliance team is at the heart of the organisation and supports the day-to day...

**Location**:City of London **Salary**:£28,000 - £35,000 per annum **About the Company**: City Credit Capital is a leading provider of Forex and CFD margin trading services. Headquartered in the City of London, with associate offices in Hong Kong and Latin America, we service a global client base of active investors. We are regulated and authorisedby the...

This is a new opportunity for a Compliance Monitoring Associate to work for a Financial Services business in the City of London. The Compliance Monitoring Associate will work as part of the Second Line of Defence Compliance Monitoring team, assisting withall aspects of ongoing 2LoD compliance monitoring. **Client Details** The client is a Financial...

EXCLUSIVE: KYC / AML Associate – 1 Year Experience in KYC/AML REQUIRED £35K plus Bonus & Benefits Hybrid (London) Ref: 4162G Our Client, a growing international financial services organisation, is looking to appoint a Junior KYC / AML Officer to assist with all new client onboarding requirements and AML Transaction Monitoring for their expanding business....

Compliance Associate Principal Responsibilities - Administer the SMCR certification process including maintaining and improving the process - Assist with other SMCR processes including reasonable steps - Provide guidance and assistance regarding SMCR to various internal stakeholders including HR and business /business management. - Assist in the maintenance...