Jobs: financial associate

About Us Financial Crime Market Interventions provides the dedicated specialist resource and expertise to help the FCA (Financial Conduct Authority) meet its financial crime responsibilities, as contained in the FCA’s wider objective on integrity and in its public financial crime commitment. The department is comprised of three Financial Crime Specialist...

The Role We are looking for risk professionals to join our Financial Resilience Department (FRD) here at the FCA. FRD’s mission is to provide high quality prudential financial analysis expertise across the firms we prudentially regulate, and to support the FCA more broadly, into meeting its objectives. The Financial Resilience Department supports the FCA...

Background Financial Crime Market Interventions provides the dedicated specialist resource and expertise to help the FCA meet its financial crime responsibilities, as contained in the FCA’s wider objective on integrity and in its public financial crime commitment. The department is comprised of three Financial Crime Specialist Supervision teams, a...

We are recruiting for a Lead Associate to join the Credit & Lending Authorisations department. - Being the senior ‘portfolio lead’ for a particular firm type; including overseeing and contributing to the development of portfolio strategies and other Executive papers - Undertaking quality assurance (‘QA’) of samples of case officer determinations,...

Junior Paraplanner/Associate – Route to Adviser Central London/Hybrid c £38,000 and bonuses/Study support/Benefits A superb opportunity to join a successful, expanding boutique IFA practice and take full responsibility for a key client support function within the business, ensuring the success of a client’s outcome, whether that be the link...

Background The FCA is responsible for regulating the conduct of 50,000 firms and we’re focused on creating a fair and more resilient financial system. We are a diverse organisation and aim to be representative of the whole UK. We want to reflect the society we serve better, we want the best people to work for us and we want our workplace to be...

Bank-Securities Integration Team / Associate Bank-Securities Integration Team / Associate City of London / Hybrid Contract £210 – £240 per day cer Financial are working alongside a bank who are based in the City of London. They are seeking a Bank-Securities Integration Team / Associate to work with them on a contract. The Responsibilities of a...

Junior Paraplanner/Associate – Route to AdviserCentral London/Hybridc £38,000 and bonuses/Study support/BenefitsThe experience expected from applicants, as well as additional skills and qualifications needed for this job are listed below.The OpportunityA superb opportunity to join a successful, expanding boutique IFA practice and take full responsibility...

Job Description With over 40 years of expertise Jigsaw Financial Associates Limited in Armagh City has continued to progress and have established a reputation of offering a professional and comprehensive service for their clients. Jigsaw Financial Associates Limited are able to offer and provide whole of market recommendations in a transparent service...

**Financial Services Associate Role**: - Advising on relevant financial services regulations in the UK and EU - Assisting clients to make investments in various markets around the world - Establishing regulated and unregulated funds - Advising on fund-raising options and initiatives - Use of financial technology to create new platforms for the trading and...

Page Personnel are currently working with a reputable company based in Newcastle Upon Tyne to recruit a Finance Crime Associate to join their busy team. This is a great opportunity for somebody who has a Financial background to join a great team who arecurrently expanding. **Client Details** Page Personnel are currently working with a reputable company...

Background The Financial Promotions & Enforcement Taskforce (FPET) is a department that straddles the FCA’s regulatory perimeter. The department has a wide remit covering both authorised and unauthorised activities in all sectors. FPET’s overarching role is to reduce harm arising from: - Non-compliant financial promotions issued by authorised...

There is a rare opening in this leading US firm for a mid to senior level Associate with experience of contentious regulatory / financial services work. The firm is recognised as one of the very few in the City that can match the Magic Circle for quality of work and for the elite profile of its client-base. The firm is well-known for its strength in...

With over 40 years of expertise Jigsaw Financial Associates Limited in Armagh City has continued to progress and have established a reputation of offering a professional and comprehensive service for their clients. Jigsaw Financial Associates Limited are able to offer and provide whole of market recommendations in a transparent service style lined to the...

A forward-thinking Financial Planning practice has a career opportunity for a self-motivated and client focused Associate Planner with a can-do attitude who is looking to build a successful career within Financial Planning. This is an excellent progressive career opportunity to join a tech-savvy next-gen lifestyle focused financial planning firm with...

An ambitious and dynamic financial services organisation based in Belfast is seeking to hire a financial planning associate to join their growing team. This is a newly created position within the firm ideally suited to an experienced paraplanner that has the ambition and skill set to become a Financial Advisor. The successful candidate will work closely with...

Market Abuse Investigations, Associates Market Conduct, Secondary Market Oversight (SMO) Reducing and preventing financial crime is a priority area for the FCA. We want to see clean, transparent and fair markets in securities, delivering assertive action on market abuse. SMO is part of Market Oversight and is responsible for investigating and prosecuting...

The Role Fighting financial crime is an FCA public commitment, requiring strong coordination and focus. The FCA is investing more by growing our financial crime policy capacity. We’re looking for a senior associate with excellent communication and analytical skills who can work flexibly and build strong relationships with stakeholders and team members....

**4 out of 5 of our Advisors are veterans or military spouses** **Who we are**: First Command is committed to helping military families get their financial lives squared away. As we continue to expand our advisor force, we are seeking leaders who have internal drive, entrepreneurial mindsets and a desire for professional growth. **What our Advisors...

Data Engagement Associate Financial Conduct Authority - Permanent, Full-Time Background An integral part of the Intelligence & Digital Leadership Team, this role is responsible for the creation and orchestration of the FCA’s intelligence & data engagement activities, positioning the FCA’s journey to becoming an intelligence led regulator: -...