Compliance AVP

AVP- Compliance Officer c £70,000 + Bonus + BensHybrid workingFinancial Services, LondonElite Audit Recruitment is seeking a talented AVP Compliance Officer for a medium sized financial services organisation in London with flexible/hybrid conditions.Itis essential that this person has good hands

Join us as a Compliance Control Room AVP The Compliance Control Room manages Legal, Regulatory and Reputational Risk across all lines of business. This involves business critical functions in respect of key controls to manage Market Abuse and potential Conflicts of Interest via Information Barriers, Regulatory Insider Lists together with the ongoing...

At Moody's, we unite the brightest minds to turn today's risks into tomorrow's opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they are—with the freedom to exchange ideas, think innovatively, and listen to each other and customers in meaningful ways. Moody's is transforming how the world sees...

This is an exciting opportunity for a Control Room AVP to join the Compliance department within this Global Bank based in London Client Details Our client is a Global Investment Bank with ambitious growth plans and excellent career progression opportunities. Description Managing Personal Conflicts of Interest, including Personal Account Dealing and...

Compliance AVP - EMEA Regulatory Coordination Join to apply for the Compliance AVP - EMEA Regulatory Coordination role at Moody's Corporation At Moody's, we unite the brightest minds to turn today’s risks into tomorrow’s opportunities. We create an inclusive environment where everyone feels welcome to be who they are, encouraging innovative thinking and...

A leading financial institution in Greater London is seeking a Technology Risk Manager (AVP) to enhance compliance and efficiency within their operations. The ideal candidate will have at least 3 years of relevant experience and a degree in business, finance, or law. Key responsibilities include developing and maintaining processes for regulatory compliance,...

This is an exciting opportunity for a Control Room AVP to join the Compliance department within this Global Bank based in London Client Details Our client is a Global Investment Bank with ambitious growth plans and excellent career progression opportunities. Description Managing Personal Conflicts of Interest, including Personal Account Dealing and Outside...

OverviewOperational Risk AVP - Private Banking client.Role based in either Guernsey, Jersey or London.About Our ClientThis is a well-established private banking organisation. Based in locations globally - this role can sit in either Jersey, Guernsey or London. The bank is hiring an Operational Risk AVP.Job DescriptionThe Operational Risk AVP will :Develop...

At Moody's, we unite the brightest minds to turn today’s risks into tomorrow’s opportunities. Moody’s is transforming how the world sees risk. As a global leader in ratings and integrated risk assessment, we’re advancing AI to move from insight to action—enabling intelligence that not only understands complexity but responds to it. We decode risk...

THE COMPANY: Our client is a successful banking firm with a strong global presence across Wholesale and Capital Markets. THE RESPONSIBILITIES: Managing Inside Information Disclosure Management of Conflict of interest Review of Personal Account Dealing Review of Outside Business Activities Address requests received by the Control Room and participate in...