Compliance Operations Manager

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the...

Job Description THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the...

Job OverviewThe Compliance Professionals are seeking a highly skilled Compliance Manager to join their team in St Albans. This is an excellent opportunity for a qualified professional to work in a boutique financial services firm.This role presents a unique chance to contribute to the Compliance function and ensure it is adequately supported. The successful...

**About Us**We are a boutique financial services firm based in St Albans, seeking a highly skilled Compliance Manager on a permanent basis.The ideal candidate will have a minimum of 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors. They should hold appropriate qualifications in financial services and possess...

Job OverviewAJ FOX COMPLIANCE seeks a seasoned Risk Compliance Manager to spearhead our compliance initiatives.This is an excellent opportunity for a professional with expertise in risk management, regulatory affairs, and compliance governance to drive business growth while ensuring high standards are maintained.The successful candidate will work closely...

Job Summary: We are seeking a skilled Compliance and Risk Manager to join our team on a permanent basis. The successful candidate will be responsible for managing our compliance and risk framework, ensuring that our business remains compliant with all relevant regulatory requirements.About Us: Compliance Professionals is a boutique financial services firm...

Job OverviewAJ Fox Compliance is a forward-thinking law firm seeking a highly skilled Risk & Compliance Manager to join their proactive team.This role involves working closely with the Head of Risk and Compliance to develop and implement effective risk management strategies.Key Responsibilities:Collaborate with senior leadership and various departments to...

Job Title: Compliance Risk ManagerEstimated Salary: £60,000 - £80,000 per annumCompany Overview:AJ FOX COMPLIANCE is a leading law firm seeking an experienced Compliance Risk Manager to join their proactive team.This innovative firm offers a collaborative and dynamic work environment where your expertise in risk management will be valued and make a...

At AJ FOX COMPLIANCE, we are seeking a highly skilled Risk Compliance Manager to join our proactive team.Job Description:The successful candidate will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.Key...

**Job Title:** Compliance Risk ManagerAJ FOX COMPLIANCE is seeking a proactive Compliance Risk Manager to join their team. In this role, you'll collaborate with senior leadership and various departments to ensure the firm complies with all relevant legal, regulatory, and professional standards.Key Responsibilities:Collaborate with senior leadership and...

AJ FOX COMPLIANCE is a dynamic and forward-thinking law firm seeking a seasoned Risk & Compliance Manager to join their team.The successful candidate will work closely with the Head of Risk and Compliance, collaborating across the business to embed a robust compliance culture and provide expert guidance on regulatory and risk issues.Estimated Salary:...

Job OverviewWe are seeking a highly experienced Compliance Director to lead our Compliance and AML teams at Compliance Professionals. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence.ResponsibilitiesLead and manage the Compliance and AML teams.Ensure compliance with all relevant laws and regulations.Liaise with regulatory...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

Job Description THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure that the companies have the correct level of FCA regulatory oversight and that the...

About This OpportunityWe are excited to offer an experienced Risk & Compliance Manager the opportunity to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring our firm remains compliant with all relevant legal, regulatory, and professional standards.Key Responsibilities:Work closely with the Head...

Job Title: Compliance Risk Management SpecialistWe are seeking an expert in risk management to join our law firm as a Compliance Risk Management Specialist.The ideal candidate will have a strong understanding of regulatory requirements and be able to navigate complex legal challenges with ease.About the Role:Collaborate with senior leadership and departments...

At AJ Fox Compliance, we're seeking a seasoned Risk Compliance Manager to join our proactive team. In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.The successful candidate will have a proven...