Risk and Governance Advisor

3 weeks ago


Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full time

Job Summary

We are seeking a skilled Risk and Governance Advisor to join our AJ FOX COMPLIANCE team.

In this role, you will work closely with senior leadership and various departments to ensure that the firm complies with all relevant legal, regulatory, and professional standards.

Key Responsibilities:

  • Collaborate with senior leadership and various departments to embed a strong compliance culture.
  • Offer advice on legal, ethical, and regulatory matters.
  • Oversee and regularly update policies and procedures according to up-to-date compliance legislation.
  • Deliver training programs focused on risk and compliance.
  • Assist in reviewing and managing AML and counter-terrorism financing measures.
  • Supervise file review systems and identify areas for improvement.
  • Investigate incidents, manage complaints, and analyze trends to prevent future issues.
  • Lead the Customer Service Focus Group and manage the firm's Customer Service Excellence Accreditation.
  • Supervise Compliance professionals and guide their work and development.

A competitive salary of £70,000 - £90,000 per annum is on offer, commensurate with experience.

Our AJ FOX COMPLIANCE team is committed to delivering exceptional results and maintaining the highest standards.



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