Financial Institutions Trade Surveillance Specialist

We are seeking a Financial Institution Surveillance Specialist to join our Global Surveillance Team in London.About the RoleThe successful candidate will be responsible for reviewing exceptions arising from surveillance tools, conducting targeted surveillance, and providing analysis and reports related to market abuse and anti-competition activities.Key...

Job SummaryLorien is seeking a highly experienced Financial Institutions Trade Surveillance Specialist to join our Market Abuse Trade Surveillance team.The successful candidate will have a strong background in trade surveillance and market abuse compliance, with excellent analytical and problem-solving skills.Key Responsibilities:Design and implement...

The JM Longbridge Group seeks a skilled Trade Surveillance Process Specialist to support its global operations. This full-time role offers a competitive salary of £75,000-£90,000, depending on experience, and is based in London with a hybrid working arrangement.Job Summary:This specialist will analyze business requirements, identify solutions, and...

**Job Summary:** We are seeking a Financial Surveillance Specialist to join our team in London. As a Financial Surveillance Specialist, you will be responsible for conducting surveillance activities to identify potential market abuse and other suspicious activity.The successful candidate will have a strong background in financial markets, risk management,...

Job Role: Trade Surveillance ManagerAbout the Role:At our client, a leading securities firm based in the City, we are seeking a skilled Trade Surveillance Manager to join our team. The successful candidate will have people management experience and a strong understanding of the regulatory framework relevant to the role.Key Responsibilities:Key...

Job DescriptionWe are looking for a highly analytical Compliance Graduate Analyst to work within our Trading Surveillance team. As a key member of the team, you will assist in the Company's market surveillance and monitoring processes of trading derivatives.The successful candidate will have a numerate graduate background with some financial markets...

Job Title: Trade Surveillance ManagerWe are seeking an experienced professional to join our Market Abuse Trade Surveillance team. This is a unique opportunity to be part of a growing, market-leading team with a wide and varying portfolio of projects within market abuse.About the Role:In this key role, you will support technical client projects, internal...

Barclay Simpson offers an exciting opportunity for a skilled Trade Surveillance VP to join our team in central London.Job Description:The successful candidate will be responsible for ensuring the integrity and compliance of trading activities across multiple desks, including Credit and Rates, Foreign Exchange & Treasury, Debt Capital Markets, Securitisation,...

Marex Spectron is a leading global financial services platform that offers essential liquidity and market access to clients in the energy, commodities, and financial markets. The company's unique combination of knowledge, technology, and expertise sets it apart from competitors.The Regulatory Affairs Associate role at Marex Financial Ltd involves focusing on...

Cer Financial is working alongside a financial advisor in the City of London, seeking a Trade Surveillance Officer to work with them on a permanent basis.Job Responsibilities:Continuous monitoring of market activity in real-time through internal systems to track all trades, orders, and messaging volumes.Conduct timely analysis of alerts escalated by the...

Surveillance Compliance Officer RoleMarex Financial Ltd is seeking a qualified Surveillance Compliance Officer to join their team in London, focusing on Trade Surveillance across various asset classes.Key ResponsibilitiesMonitor and enforce adherence to regulatory requirements under the FCA, NFA, AMF, AFM, MAS, and relevant regulatory bodies.Implement and...

Atrium UK is seeking a highly skilled Senior Trade Surveillance Expert to join our team. This role requires an individual with exceptional analytical skills and knowledge of trade surveillance systems.Key Responsibilities:Conduct in-depth analysis of market data to identify potential risks and abnormalities.Develop and implement strategies to mitigate these...

Job OverviewA leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. This role involves monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.The successful candidate will be responsible for ensuring compliance with market...

OverviewAt SGS Société Générale de Surveillance SA, our Corporate Finance team is dedicated to providing expert advisory services to financial institutions worldwide. We are seeking a highly skilled Strategic Financial Institution Advisor to join our team in London or Paris.About the RoleThis exciting opportunity involves assisting in the origination and...

An exciting opportunity has arisen to join the trade surveillance team at a prestigious energy trading firm, where you will get excellent exposure to the EMEA and Asia commodities markets. As a Trade surveillance Analyst within this team, you will get excellent exposure to the business and senior management within the compliance function as they operate in a...

We are looking for a Financial Institutions Transaction Advisor to join our team at SGS Société Générale de Surveillance SA. As a key member of our team, you will advise financial institutions on M&A and ECM transactions, ensuring they receive expert guidance throughout the process.The ideal candidate will have experience providing advisory services...

Regulatory Surveillance PositionWe are seeking an experienced Compliance Monitoring Specialist to join our team. As a Compliance Monitoring Specialist, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the RoleThis position requires experience in a trade monitoring/trade surveillance function...

Company OverviewMarex Group plc is a global financial services platform that provides essential liquidity, market access, and infrastructure services to clients in various markets. With over 35 offices worldwide, the company offers technology-led services to major exchanges, order-flow management, and award-winning data, insights, and analytics.About the...

About GFO-XGFO-X is the UK's first regulated and centrally cleared trading venue dedicated to digital asset derivatives. We have partnered with LCH SA, which offers clearing of Bitcoin index futures and options contracts traded on our platform. This will be made available through a new segregated clearing service, LCH DigitalAssetClear.We cater to large...

Job OverviewWe are seeking an experienced Trade Surveillance Analyst to join our team at Taylor James Resourcing. This is a highly analytical role that requires strong technical skills, attention to detail, and the ability to work effectively in a fast-paced environment.The successful candidate will be responsible for assisting in market surveillance and...