Trade Surveillance Specialist

1 month ago


London, Greater London, United Kingdom Marex Full time

Surveillance Compliance Officer Role

Marex Financial Ltd is seeking a qualified Surveillance Compliance Officer to join their team in London, focusing on Trade Surveillance across various asset classes.

Key Responsibilities

  • Monitor and enforce adherence to regulatory requirements under the FCA, NFA, AMF, AFM, MAS, and relevant regulatory bodies.
  • Implement and maintain the operational risk framework to ensure compliance with regulatory or company-determined parameters.
  • Cultivate and maintain knowledge of internal policies related to your role or responsibilities.
  • Communicate proactively with Compliance and supervisors regarding breaches of policy or risk events.
  • Contribute to risk management processes by providing input, as needed.
  • Foster professional relationships through effective communication, networking, and influencing skills.
  • Demonstrate experience working in a regulated environment, with knowledge of risk and compliance requirements.

Compensation Package

This role offers a competitive salary, including estimated £60,000 - £80,000 per annum, along with opportunities for growth and professional development.



  • London, Greater London, United Kingdom CER FINANCIAL LTD Full time

    Job Title: Trade Surveillance SpecialistCer Financial Ltd is seeking a Trade Surveillance Specialist to join their team on a permanent basis. The successful candidate will be responsible for monitoring market activity in real-time through internal systems.The ideal candidate will have a strong understanding of financial markets and regulations, as well as...


  • London, Greater London, United Kingdom Be-IT Ltd Full time

    We are looking for a Trade Surveillance Specialist to join our team at Be-IT Ltd in London. In this role, you will be responsible for carrying out thorough analysis of large datasets to identify trends, patterns, and anomalies, and applying analytical tools and techniques to support decision-making processes.As a Trade Surveillance Specialist, you will work...


  • London, Greater London, United Kingdom Jameson Legal Full time

    Job Title: Trade Surveillance SpecialistWe are looking for an experienced Trade Surveillance Specialist to join our team at Jameson Legal in London. The successful candidate will be responsible for performing day-to-day monitoring of financial and physical trading activity across different regions and products to identify potential market abuse.Key...


  • London, Greater London, United Kingdom The JM Longbridge Group Full time £75,000 - £90,000

    The JM Longbridge Group seeks a skilled Trade Surveillance Process Specialist to support its global operations. This full-time role offers a competitive salary of £75,000-£90,000, depending on experience, and is based in London with a hybrid working arrangement.Job Summary:This specialist will analyze business requirements, identify solutions, and...


  • London, Greater London, United Kingdom Taylor James Resourcing Full time

    Job DescriptionWe are looking for a highly analytical Compliance Graduate Analyst to work within our Trading Surveillance team. As a key member of the team, you will assist in the Company's market surveillance and monitoring processes of trading derivatives.The successful candidate will have a numerate graduate background with some financial markets...


  • London, Greater London, United Kingdom Lorien Full time

    Job SummaryLorien is seeking a highly experienced Financial Institutions Trade Surveillance Specialist to join our Market Abuse Trade Surveillance team.The successful candidate will have a strong background in trade surveillance and market abuse compliance, with excellent analytical and problem-solving skills.Key Responsibilities:Design and implement...


  • London, Greater London, United Kingdom Lorien Full time

    Job Title: Trade Surveillance ManagerWe are seeking an experienced professional to join our Market Abuse Trade Surveillance team. This is a unique opportunity to be part of a growing, market-leading team with a wide and varying portfolio of projects within market abuse.About the Role:In this key role, you will support technical client projects, internal...


  • London, Greater London, United Kingdom Barclay Simpson Full time

    Barclay Simpson offers an exciting opportunity for a skilled Trade Surveillance VP to join our team in central London.Job Description:The successful candidate will be responsible for ensuring the integrity and compliance of trading activities across multiple desks, including Credit and Rates, Foreign Exchange & Treasury, Debt Capital Markets, Securitisation,...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job TitleCompliance Surveillance SpecialistCompany OverviewThe Compliance Professionals is a leading securities firm based in the City, dedicated to providing exceptional service to our clients. We are committed to maintaining the highest standards of compliance and risk management.SalaryThe estimated salary for this role is £90,000 - £120,000 per annum,...


  • London, Greater London, United Kingdom Barclay Simpson Full time

    We are seeking a highly skilled Trade Surveillance VP to join our team at Barclay Simpson, a leading financial services firm based in central London.About the RoleThis is an exciting opportunity to play a critical role in ensuring the integrity and compliance of trading activities across multiple desks.ResponsibilitiesDeveloping Monitoring Controls: Assist...


  • London, Greater London, United Kingdom Marex Spectron Full time

    Marex Spectron is a leading global financial services platform that offers essential liquidity and market access to clients in the energy, commodities, and financial markets. The company's unique combination of knowledge, technology, and expertise sets it apart from competitors.The Regulatory Affairs Associate role at Marex Financial Ltd involves focusing on...


  • London, Greater London, United Kingdom Lorien Full time

    About the RoleWe are looking for a skilled Trade Surveillance Compliance Manager to join our team at Lorien.The successful candidate will have extensive experience in trade surveillance and market abuse compliance, with a strong understanding of the relevant regulations and industry best practices.Key Responsibilities:Develop and implement effective trade...


  • London, Greater London, United Kingdom Lorien Full time

    Job OverviewWe are seeking an experienced professional to join our Market Abuse Trade Surveillance team at Lorien. The successful candidate will support technical client projects and contribute to internal business development, thought leadership, and industry best practices.Key Responsibilities:Support clients in delivering engagements and provide guidance...


  • London, Greater London, United Kingdom Lorien Full time

    Job OverviewLorien is seeking a highly experienced professional to join our Market Abuse Trade Surveillance team as a Assistant Manager.The ideal candidate will have a strong understanding of trading businesses and market abuse risks, with experience in compliance surveillance and trade surveillance systems implementation.


  • London, Greater London, United Kingdom GFO-X Full time

    Job Title Market Surveillance Specialist - London, UK Estimated annual salary £50,000 - £70,000 depending on experience.About GFO-XGFO-X is a regulated trading venue dedicated to digital asset derivatives. We aim to provide a secure and efficient environment for market participants.Market Surveillance RoleThe Market Surveillance Group monitors trading...


  • London, Greater London, United Kingdom Lorien Full time

    Job Title:Market Abuse Trade Surveillance ExpertAbout the Company:Lorien is a leading provider of trade surveillance solutions, and we are seeking an experienced professional to join our Market Abuse Trade Surveillance team.About the Role:As a Trade Surveillance Expert, you will support technical client projects, internal business development, and thought...


  • London, Greater London, United Kingdom Taylor James Resourcing Full time

    Job Description: As a Compliance Graduate Analyst, you will play a critical role in our Trading Surveillance team. Your primary responsibility will be to identify and escalate potential Regulatory and Exchange breaches. You will also be responsible for detecting and investigating potential breaches, analyzing data, and communicating your findings at weekly...


  • London, Greater London, United Kingdom GFO-X Full time

    Job TitleWe are seeking a highly skilled Market Surveillance Specialist to join our team at GFO-X, the UK's first regulated and centrally cleared trading venue dedicated to digital asset derivatives.The successful candidate will be responsible for real-time and post-event monitoring of trading activity in derivatives across our platform.Main...


  • London, Greater London, United Kingdom Pontoon Full time

    **Job Summary:** We are seeking a Financial Surveillance Specialist to join our team in London. As a Financial Surveillance Specialist, you will be responsible for conducting surveillance activities to identify potential market abuse and other suspicious activity.The successful candidate will have a strong background in financial markets, risk management,...


  • England, London, City of London, London, Central London, United Kingdom Jameson Legal. Full time

    An exciting opportunity has arisen to join the trade surveillance team at a prestigious energy trading firm, where you will get excellent exposure to the EMEA and Asia commodities markets. As a Trade surveillance Analyst within this team, you will get excellent exposure to the business and senior management within the compliance function as they operate in a...