Senior Trade Surveillance Expert

Our Trade Surveillance team plays a vital role in ensuring the integrity and effectiveness of our trading operations. We operate from our London office, where we continuously improve our trade surveillance systems to adapt to changing market conditions and trading strategies.We leverage both qualitative and quantitative methods to maintain the highest...

About the RoleWe are seeking a highly skilled Trade Surveillance Tuning Lead to spearhead our global team of analysts in the critical task of tuning and reviewing trade surveillance models.Key ResponsibilitiesEnhance the accuracy and efficiency of trade surveillance systems through meticulous model tuning, back-testing, and staying abreast of the latest...

Job Title: Senior Audit Manager - Market Abuse and Trade Surveillance ExpertEames Consulting is seeking a highly experienced Senior Audit Manager to lead audits related to Market Abuse, Trade Surveillance, and Conflict of Interest. This is a 12-month fixed-term contract position.About the RoleWe are looking for a seasoned professional with a strong...

Job Role: Trade Surveillance ManagerAbout the Role:At our client, a leading securities firm based in the City, we are seeking a skilled Trade Surveillance Manager to join our team. The successful candidate will have people management experience and a strong understanding of the regulatory framework relevant to the role.Key Responsibilities:Key...

Job Summary: We are seeking a skilled Senior Trade Surveillance Systems Specialist to join our team in London.About the Role: As a Senior Trade Surveillance Systems Specialist, you will be responsible for leading the development and implementation of trade surveillance systems to ensure compliance with regulatory requirements.Responsibilities:Lead the design...

Job SummaryWe are seeking a highly skilled Trade Surveillance Manager to lead our compliance efforts in a dynamic financial environment. This role will focus on developing and implementing trade surveillance programs, ensuring regulatory compliance, and collaborating with cross-functional teams.About the RoleLead Trade Surveillance Function: Oversee trade...

Description du posteThe role requires an expert in the collection and analysis of input and output data, as well as an understanding of key and up-to-date Compliance matters. Knowledge of the surveillance tool Actimize is an advantage but not a requirement. The person should be familiar with regulatory and conduct issues which are relevant to the CA CIB and...

Trade Surveillance Vice President at ExecThreadKey Responsibilities:Ensure the integrity and compliance of trading activities across various desks.Monitor, analyze, and report trading activities to identify potential market abuse, manipulation, and regulatory violations.Generate alerts and conduct data analysis to detect unusual or suspicious...

About the RoleAs a Trade Surveillance Systems Lead, you will be responsible for spearheading a global team of analysts in the critical task of tuning and reviewing trade surveillance models. Your role will focus on enhancing the accuracy and efficiency of these systems through meticulous model tuning, back-testing, and staying abreast of the latest in...

Job SummaryThe Senior Compliance Risk Analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team is responsible for overseeing surveillance services designed to detect behaviors that may violate regulatory rules or internal policies and procedures. This role is also responsible for designing and implementing new or enhanced...

Atrium UK is seeking an experienced Market Abuse Surveillance Expert to join its Global Surveillance Team in London.About the RoleThe successful candidate will be responsible for reviewing exceptions arising from surveillance tools, conducting targeted surveillance, and providing analysis and reports related to market abuse and anti-competition...

About the RoleThe Compliance Specialist - Trade Surveillance will be responsible for monitoring and analyzing trade data to identify potential compliance risks.Main ResponsibilitiesMonitor trades, orders, RFQs, and market data for compliance risksDevelop and implement new monitoring strategies and controlsAssist in the design of new monitoring...

Job Title: Compliance Specialist - Surveillance ExpertLocation: LondonDuration: 12 monthsOur high-profile banking client is seeking a skilled Surveillance Expert to join their team. This role is a hybrid position, requiring the candidate to work on-site three days a week and remotely two days a week. The successful candidate will be responsible for providing...

About MarexMarex Group plc is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. The company's depth of knowledge and expertise amongst its teams and divisions provides its customers with a clear advantage, and its technology-led...

Marex Spectron is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. Our teams and divisions possess a deep understanding of the industry, enabling us to provide our customers with a clear advantage. Our technology-led service...

Job Description:We are seeking a highly skilled Trade Surveillance Business Analyst to drive global trade surveillance strategy and execution within the IT function. This role will involve working closely with Compliance, Technology, and business stakeholders to develop product roadmaps.

About Marex SpectronMarex Spectron is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment...

About MarexMarex Group plc is a diversified global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. The depth of knowledge amongst its teams and divisions provides its customers with a clear advantage, and its technology-led service provides...

Our Trade Surveillance team plays a vital role in ensuring the integrity and effectiveness of our trading operations. Based in London, this team is dedicated to continuously improving our trade surveillance systems, ensuring they are finely tuned to adapt to varying market conditions and trading strategies. By leveraging both qualitative and quantitative...

Marex Spectron is a leading global financial services platform that offers essential liquidity and market access to clients in the energy, commodities, and financial markets. The company's unique combination of knowledge, technology, and expertise sets it apart from competitors.The Regulatory Affairs Associate role at Marex Financial Ltd involves focusing on...