Market Abuse Surveillance Expert

Job Title: Senior Audit Manager - Market Abuse and Trade Surveillance ExpertEames Consulting is seeking a highly experienced Senior Audit Manager to lead audits related to Market Abuse, Trade Surveillance, and Conflict of Interest. This is a 12-month fixed-term contract position.About the RoleWe are looking for a seasoned professional with a strong...

Job Title: Market Surveillance OfficerDescription:We are seeking a highly skilled Market Surveillance Officer to join our team at Rev & Regs. As a key member of our compliance monitoring function, you will be responsible for monitoring and closing market surveillance alerts and electronic communications to identify suspicious behaviour that could be...

About Marex SpectronMarex Spectron is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment...

We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...

Compliance Professionals is seeking a seasoned Trade Surveillance Manager to lead our securities surveillance function. With a proven track record in people management and regulatory expertise, you will be responsible for conducting trade surveillance, investigations, and regulatory reporting.Your key responsibilities include managing the surveillance...

MarketAxess Holdings Inc. is on a mission to revolutionize the financial markets by providing a secure and transparent trading platform. As a Senior Market Surveillance Analyst, you will play a crucial role in ensuring the integrity of our markets by detecting and preventing market abuse.The RoleThis is an exciting opportunity for a skilled analyst to join...

Rev & Regs are recruiting for a contract Market Surveillance Manager position for a dynamic and well-established broker in the City of London.The candidate will be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and...

Rev & Regs are recruiting for a contract Market Surveillance Manager position for a dynamic and well-established broker in the City of London.The candidate will be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and...

Job OverviewMiryco Consultants Ltd is a leading RegTech company providing strategic advisory and regulatory technology solutions to the Financial Services industry. Our company seeks a skilled Market Surveillance Specialist to join its Product team, overseeing the development of a Market Surveillance platform.About the RoleThis position offers ownership of...

About the RoleAtrium UK is seeking a skilled and detail-oriented Strategic Market Surveillance Specialist to join our team in London. As a key member of our Global Surveillance Team, you will be responsible for monitoring and analyzing market activity to ensure compliance with regulatory requirements.Job DescriptionAs first reviewer of exceptions arising...

Job Title: Compliance Specialist - Surveillance ExpertLocation: LondonDuration: 12 monthsOur high-profile banking client is seeking a skilled Surveillance Expert to join their team. This role is a hybrid position, requiring the candidate to work on-site three days a week and remotely two days a week. The successful candidate will be responsible for providing...

Job OverviewWe are seeking an experienced Trade Surveillance Analyst to join our team at Taylor James Resourcing. This is a highly analytical role that requires strong technical skills, attention to detail, and the ability to work effectively in a fast-paced environment.The successful candidate will be responsible for assisting in market surveillance and...

Job Title: Regulatory Surveillance LeadJob Summary: We are seeking a highly skilled Regulatory Surveillance Lead to join our team at the Financial Conduct Authority. As a key member of our Market Abuse Oversight Department, you will play a critical role in ensuring the integrity of our financial markets.Key Responsibilities:Supervise the STOR regime,...

Investigo is seeking a highly skilled Commodities Surveillance Specialist to join their Compliance team in London. Key responsibilities include monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. The ideal candidate will have a strong understanding of market abuse...

Miryco Consultants Ltd, a leading RegTech company, is revolutionizing the Financial Services industry with innovative strategic advisory and regulatory technology solutions. As part of their growth, they are seeking an experienced Market Surveillance Specialist to join their Product team.Key Responsibilities:Lead the development of the Market Surveillance...

**Job Summary:** We are seeking a Financial Surveillance Specialist to join our team in London. As a Financial Surveillance Specialist, you will be responsible for conducting surveillance activities to identify potential market abuse and other suspicious activity.The successful candidate will have a strong background in financial markets, risk management,...

Job Role: Trade Surveillance ManagerAbout the Role:At our client, a leading securities firm based in the City, we are seeking a skilled Trade Surveillance Manager to join our team. The successful candidate will have people management experience and a strong understanding of the regulatory framework relevant to the role.Key Responsibilities:Key...

Job SummaryWe are seeking a highly skilled Trade Surveillance Manager to lead our compliance efforts in a dynamic financial environment. This role will focus on developing and implementing trade surveillance programs, ensuring regulatory compliance, and collaborating with cross-functional teams.About the RoleLead Trade Surveillance Function: Oversee trade...

A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. While experience in commodities is not essential, a background...

About the RoleWe are seeking a skilled Trade Surveillance Professional to join our team in London. As part of Atrium UK's Investment Services Department, you will play a crucial role in ensuring our firm's compliance with regulatory standards.Key ResponsibilitiesConduct targeted surveillance from a market abuse perspective on higher risk events, such as...