Trade Surveillance Analyst

Job Description:We are seeking a highly skilled Trade Surveillance Business Analyst to drive global trade surveillance strategy and execution within the IT function. This role will involve working closely with Compliance, Technology, and business stakeholders to develop product roadmaps.

About the RoleWe are seeking a highly skilled Trade Surveillance Tuning Lead to spearhead our global team of analysts in the critical task of tuning and reviewing trade surveillance models.Key ResponsibilitiesEnhance the accuracy and efficiency of trade surveillance systems through meticulous model tuning, back-testing, and staying abreast of the latest...

Job Role: Trade Surveillance ManagerAbout the Role:At our client, a leading securities firm based in the City, we are seeking a skilled Trade Surveillance Manager to join our team. The successful candidate will have people management experience and a strong understanding of the regulatory framework relevant to the role.Key Responsibilities:Key...

About the RoleAs a Trade Surveillance Systems Lead, you will be responsible for spearheading a global team of analysts in the critical task of tuning and reviewing trade surveillance models. Your role will focus on enhancing the accuracy and efficiency of these systems through meticulous model tuning, back-testing, and staying abreast of the latest in...

A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. While experience in commodities is not essential, a background...

Trade Surveillance SpecialistWe are seeking a highly analytical Trade Surveillance Specialist to join our team. The ideal candidate will have 12 months of experience in Compliance/Trade Monitoring Surveillance and a strong background in financial markets.The main function of this position will be to assist in the Company's market surveillance and monitoring...

MarketAxess Holdings Inc. is on a mission to revolutionize the financial markets by providing a secure and transparent trading platform. As a Senior Market Surveillance Analyst, you will play a crucial role in ensuring the integrity of our markets by detecting and preventing market abuse.The RoleThis is an exciting opportunity for a skilled analyst to join...

Join Our TeamAt Goldman Sachs, we're committed to finding talented individuals to join our Markets Surveillance Compliance team. As a key member of our team, you'll play a critical role in ensuring the firm's trade surveillance program is effective and compliant with regulatory requirements.As a Compliance Analyst - Markets Surveillance, you'll be...

Join Our TeamAt Goldman Sachs, we're committed to finding talented individuals to join our Markets Surveillance Compliance team. As a key member of our team, you'll play a critical role in ensuring the firm's trade surveillance program is effective and compliant with regulatory requirements.As a Compliance Analyst - Markets Surveillance, you'll be...

Job SummaryThe Senior Compliance Risk Analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team is responsible for overseeing surveillance services designed to detect behaviors that may violate regulatory rules or internal policies and procedures. This role is also responsible for designing and implementing new or enhanced...

Job Summary:The Surveillance function at ICBC Standard Bank plays a crucial role in monitoring market conduct and financial crime risks. As a Surveillance IT Analyst, you will be part of a team that works closely with Compliance IT to develop and maintain automated monitoring systems.Key Responsibilities:Assist the team in performing technical analysis...

Our Trade Surveillance team plays a vital role in ensuring the integrity and effectiveness of our trading operations. We operate from our London office, where we continuously improve our trade surveillance systems to adapt to changing market conditions and trading strategies.We leverage both qualitative and quantitative methods to maintain the highest...

Job OverviewFincSelect is a leading commodities giant seeking a talented Trade Surveillance Associate to join their team. This role offers an exciting opportunity to work with cutting-edge technology and contribute to the firm's growth.With a strong focus on trade surveillance, this position requires an individual with solid experience in designing,...

Job SummaryThe Surveillance function within Compliance at ICBC Standard Bank monitors Market Conduct, Financial Crime, and Conflicts of Interest risks. Automated systems provide daily capabilities for review by team analysts, while a manual monitoring programme supplements these efforts. The Surveillance team works closely with Compliance IT to develop and...

Key Responsibilities:Ecomms Surveillance: Conduct thorough analysis of electronic communications (email, chat, voice, and other digital platforms) to detect market abuse, insider trading, or misconduct.Trade Surveillance: Collaborate with the Compliance team to monitor and analyze trading patterns and behavior to identify potential regulatory breaches or...

About the RoleThe Compliance Specialist - Trade Surveillance will be responsible for monitoring and analyzing trade data to identify potential compliance risks.Main ResponsibilitiesMonitor trades, orders, RFQs, and market data for compliance risksDevelop and implement new monitoring strategies and controlsAssist in the design of new monitoring...

Atrium UK is seeking a highly skilled Senior Trade Surveillance Expert to join our team. This role requires an individual with exceptional analytical skills and knowledge of trade surveillance systems.Key Responsibilities:Conduct in-depth analysis of market data to identify potential risks and abnormalities.Develop and implement strategies to mitigate these...

Job Summary:AXA Investment Managers (AXA IM) is a leading asset manager offering a diverse range of investment opportunities. We are seeking a Compliance Analyst to assist with the design, implementation, and execution of transactional surveillance activities.Main Responsibilities:Conduct market abuse surveillance for all portfolio management and trading...

Job SummaryThe Surveillance function at ICBC Standard Bank plays a critical role in monitoring Market Conduct and Financial Crime risks. This includes monitoring for money laundering, terrorist financing, bribery and corruption, sanctions breaches, facilitation of tax evasion, fraud, modern slavery, insider dealing and market manipulation. Automated...

Our Trade Surveillance team plays a vital role in ensuring the integrity and effectiveness of our trading operations. Based in London, this team is dedicated to continuously improving our trade surveillance systems, ensuring they are finely tuned to adapt to varying market conditions and trading strategies. By leveraging both qualitative and quantitative...