Trade Surveillance Manager

Job Role: Trade Surveillance ManagerAbout the Role:At our client, a leading securities firm based in the City, we are seeking a skilled Trade Surveillance Manager to join our team. The successful candidate will have people management experience and a strong understanding of the regulatory framework relevant to the role.Key Responsibilities:Key...

Atrium UK is seeking a highly skilled Senior Trade Surveillance Expert to join our team. This role requires an individual with exceptional analytical skills and knowledge of trade surveillance systems.Key Responsibilities:Conduct in-depth analysis of market data to identify potential risks and abnormalities.Develop and implement strategies to mitigate these...

Key ResponsibilitiesThe Trade Surveillance Expert will be responsible for developing customer pitches, running proof-of-concepts, and onboarding new customers. This individual will also collaborate with internal stakeholders to ensure timely delivery and drive revenue growth.You will have the opportunity to develop a deep understanding of TradingHub's...

Job Description: As a Compliance Graduate Analyst, you will play a critical role in our Trading Surveillance team. Your primary responsibility will be to identify and escalate potential Regulatory and Exchange breaches. You will also be responsible for detecting and investigating potential breaches, analyzing data, and communicating your findings at weekly...

Surveillance Compliance Officer RoleMarex Financial Ltd is seeking a qualified Surveillance Compliance Officer to join their team in London, focusing on Trade Surveillance across various asset classes.Key ResponsibilitiesMonitor and enforce adherence to regulatory requirements under the FCA, NFA, AMF, AFM, MAS, and relevant regulatory bodies.Implement and...

Marex Spectron is a leading global financial services platform that offers essential liquidity and market access to clients in the energy, commodities, and financial markets. The company's unique combination of knowledge, technology, and expertise sets it apart from competitors.The Regulatory Affairs Associate role at Marex Financial Ltd involves focusing on...

Job Description:We are seeking a highly skilled Trade Surveillance Business Analyst to drive global trade surveillance strategy and execution within the IT function. This role will involve working closely with Compliance, Technology, and business stakeholders to develop product roadmaps.

Job Summary: We are seeking a skilled Senior Trade Surveillance Systems Specialist to join our team in London.About the Role: As a Senior Trade Surveillance Systems Specialist, you will be responsible for leading the development and implementation of trade surveillance systems to ensure compliance with regulatory requirements.Responsibilities:Lead the design...

**Overview**At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow.We're seeking a Trade Surveillance Compliance Officer to join our Markets Surveillance team in London.The successful candidate will be responsible for designing and implementing analytical tools to visualize volumes...

Job DescriptionThis position requires a skilled professional to drive global trade surveillance strategy and execution within the IT function. The role involves collaborating closely with Compliance, Technology, and business stakeholders to develop product roadmaps.Key Responsibilities:Conduct comprehensive business analysis on regulatory-focused technology...

Regulatory Surveillance PositionWe are seeking an experienced Compliance Monitoring Specialist to join our team. As a Compliance Monitoring Specialist, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the RoleThis position requires experience in a trade monitoring/trade surveillance function...

Key Responsibilities:Conduct in-depth analysis on regulatory-focused technology initiatives to ensure alignment with business objectives.Define and document user requirements for trade surveillance systems, collaborating with Product Owners and IT delivery teams.Manage multiple regulatory sub-projects and deadlines, utilizing project management tools and...

About the RoleWe are seeking a skilled Trade Surveillance Professional to join our team in London. As part of Atrium UK's Investment Services Department, you will play a crucial role in ensuring our firm's compliance with regulatory standards.Key ResponsibilitiesConduct targeted surveillance from a market abuse perspective on higher risk events, such as...

Role OverviewWe are excited to collaborate with a leading commodities firm on a Trade Surveillance Associate opportunity within their team.

Job Title: Senior Audit Manager - Market Abuse and Trade Surveillance ExpertEames Consulting is seeking a highly experienced Senior Audit Manager to lead audits related to Market Abuse, Trade Surveillance, and Conflict of Interest. This is a 12-month fixed-term contract position.About the RoleWe are looking for a seasoned professional with a strong...

Marex Group plc OverviewA global financial services platform providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.Job DescriptionThe role of Surveillance Compliance Officer at Marex Financial Ltd involves focusing on Trade Surveillance across various asset classes, with...

Job OverviewFincSelect is a leading commodities giant seeking a talented Trade Surveillance Associate to join their team. This role offers an exciting opportunity to work with cutting-edge technology and contribute to the firm's growth.With a strong focus on trade surveillance, this position requires an individual with solid experience in designing,...

Marex OverviewMarex Group plc is a leading player in the global financial services sector, serving clients across the energy, commodities, and financial markets. With a strong emphasis on innovation and expertise, Marex delivers exceptional value to its customers through cutting-edge technology and extensive market knowledge.Job DetailsWe are seeking a...

Job OverviewWe are seeking an experienced Trade Surveillance Analyst to join our team at Taylor James Resourcing. This is a highly analytical role that requires strong technical skills, attention to detail, and the ability to work effectively in a fast-paced environment.The successful candidate will be responsible for assisting in market surveillance and...

Job OverviewA leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. This role involves monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.The successful candidate will be responsible for ensuring compliance with market...