Regulatory Surveillance Manager

Job SummaryWe are seeking a highly skilled Trade Surveillance Manager to lead our compliance efforts in a dynamic financial environment. This role will focus on developing and implementing trade surveillance programs, ensuring regulatory compliance, and collaborating with cross-functional teams.About the RoleLead Trade Surveillance Function: Oversee trade...

Job DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...

Job Role: Trade Surveillance ManagerAbout the Role:At our client, a leading securities firm based in the City, we are seeking a skilled Trade Surveillance Manager to join our team. The successful candidate will have people management experience and a strong understanding of the regulatory framework relevant to the role.Key Responsibilities:Key...

Company OverviewSociete Generale de Surveillance SA is a leading provider of surveillance solutions for the financial industry.We are committed to delivering high-quality services that meet the evolving needs of our clients.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team in London.The successful candidate will be...

**Job Summary:** We are seeking a Financial Surveillance Specialist to join our team in London. As a Financial Surveillance Specialist, you will be responsible for conducting surveillance activities to identify potential market abuse and other suspicious activity.The successful candidate will have a strong background in financial markets, risk management,...

Marex OverviewMarex Group plc is a leading player in the global financial services sector, serving clients across the energy, commodities, and financial markets. With a strong emphasis on innovation and expertise, Marex delivers exceptional value to its customers through cutting-edge technology and extensive market knowledge.Job DetailsWe are seeking a...

Marex Spectron is a leading global financial services platform that offers essential liquidity and market access to clients in the energy, commodities, and financial markets. The company's unique combination of knowledge, technology, and expertise sets it apart from competitors.The Regulatory Affairs Associate role at Marex Financial Ltd involves focusing on...

Surveillance Compliance Officer RoleMarex Financial Ltd is seeking a qualified Surveillance Compliance Officer to join their team in London, focusing on Trade Surveillance across various asset classes.Key ResponsibilitiesMonitor and enforce adherence to regulatory requirements under the FCA, NFA, AMF, AFM, MAS, and relevant regulatory bodies.Implement and...

OverviewSociété Générale de Surveillance SA is a leading financial institution with a strong presence in the wholesale banking sector. Our commitment to compliance and regulatory excellence has earned us a reputation as a trusted partner for businesses around the world.Salary: £80,000 - £110,000 per annumJob DescriptionThe Regulatory Compliance Expert...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at SGS Société Générale de Surveillance SA.About the RoleThe Regulatory Compliance Expert will be responsible for ensuring that our activities and operations comply with relevant regulations and laws. This includes providing guidance and support to our business...

About the RoleAs a Compliance Advisor - Regulatory Expert at SGS Société Générale de Surveillance SA, you will play a pivotal role in ensuring our compliance with regulatory requirements. The position is based in London and reports directly to the UK Head of Group Compliance Policy and Oversight (CPLO).The primary responsibility of this role is to...

About MarexMarex Group plc operates as a global financial services provider, delivering critical support for clients in the energy, commodities, and financial markets. By leveraging its extensive expertise, Marex ensures its customers receive exceptional benefits from their business relationships. The firm's cutting-edge technology enables seamless access to...

Job Summary: We are seeking a talented Surveillance Compliance Officer to join our team in London, focusing on Trade Surveillance across various asset classes and ensuring compliance with regulatory requirements.Key Responsibilities:Conduct Communications Surveillance in Global RelayEnsure compliance with regulatory requirements under the FCA, NFA, AMF, AFM,...

About the RoleWe are seeking an experienced Strategic Compliance Manager to join our Surveillance team at MUFG Bank, Ltd. in London. This is a unique opportunity to leverage your expertise in surveillance and compliance to drive business growth while ensuring regulatory requirements are met.Key ResponsibilitiesDeliver projects related to communications and...

Société Générale de Surveillance SA is committed to delivering exceptional services in the financial sector, and we are seeking a highly skilled Regulatory Expert to join our team. This role will play a critical part in ensuring compliance with regulatory requirements across wholesale banking activities.Job DescriptionThe Regulatory Expert will be...

Company Overview: Marex Spectron is a diversified global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.Job Description:We are seeking a highly skilled Surveillance Compliance Officer to join our team in London, focusing on Trade Surveillance...

Advisory and Optimization RoleWithin Compliance Markets Surveillance, this team is responsible for the performance of the annual Market Abuse Risk Assessment and the execution of cyclical validation and calibration reviews of trade surveillance scenarios to ensure optimal efficiency and effectiveness.You will have a proven track record in implementing and...

Job DescriptionWe are seeking a highly skilled Compliance Regulatory Expert to join our team at SGS Société Générale de Surveillance SA.About the RoleThe Compliance Regulatory Expert will be responsible for providing expert advice on regulatory matters related to compliance risk management, financial regulations, and corporate governance. This role will...

Job DescriptionThis position requires a skilled professional to drive global trade surveillance strategy and execution within the IT function. The role involves collaborating closely with Compliance, Technology, and business stakeholders to develop product roadmaps.Key Responsibilities:Conduct comprehensive business analysis on regulatory-focused technology...

Marex Group plc is a leading provider of financial services to clients in the energy, commodities and financial markets.We are seeking a Senior Surveillance Compliance Officer to join our team in London, offering an opportunity to gain exposure to a wide range of compliance activities at a market-leading commodity broking company.The successful candidate...