OTC Surveillance Lead

Key ResponsibilitiesLead on OTC/Fixed Income manual surveillance implementation/enhancementConduct Trade Reconstruction reviews of Fixed Income/OTC activity, using Global Relay, Audio platforms, and various Marex data sourcesEnsure compliance with regulatory requirements under the FCA, NFA, AMF, AFM, MAS, and other relevant regulatory bodiesAdhere to...

Marex Spectron, a leading global financial services platform, offers a competitive salary of £80,000 - £110,000 per annum. As a Senior Surveillance Compliance Officer, you will be responsible for managing manual OTC coverage, trade reconstruction, and leading the implementation of an automated surveillance solution.Key Responsibilities:Manage manual OTC...

Company Overview">Laser Digital is a crypto business pioneering the digital finance frontier. With Nomura backing, we deliver scalable, robust opportunities across trading, asset management, and ventures.">The Role">We're seeking an experienced system developer to join our technology team. The successful candidate will have in-depth knowledge of low-latency...

Laser Digital, a leading digital finance innovation company, is seeking an experienced developer to enhance its trading capabilities. We foster an open and dynamic culture that allows us to adapt swiftly to market needs, capitalize on opportunities, and share knowledge with clients and partners.This position requires familiarity with crypto OTC trading and...

Marex Group plc is a leading global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.As a Senior Surveillance Compliance Officer at Marex Financial Ltd, you will play a crucial role in ensuring compliance with regulatory requirements under the...

About the RoleWe are seeking a highly experienced and skilled sales professional to lead our Over-the-Counter (OTC) sales division at OSL. As Director of OTC Sales, you will be responsible for driving business development, managing high-net-worth and institutional clients, and overseeing a team that delivers tailored crypto solutions to institutional...

Marex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.We are seeking a Senior Surveillance Compliance Officer to join our team in London, offering an opportunity to gain exposure to a wider range of compliance...

Job OverviewWe are seeking an experienced Senior Surveillance Compliance Officer to join our team in London. The successful candidate will play a critical role in ensuring the integrity of our business operations and maintaining our regulatory compliance posture.The ideal candidate will have a strong background in surveillance, trade reconstruction, and...

We are looking for a talented Exchange Trading Strategist to join our team at B2C2 OTC Ltd. In this role, you will play a key part in improving our Exchange Trading capabilities and driving business growth.About the CompanyB2C2 OTC Ltd. is a leading provider of Over-the-Counter (OTC) trading services. Our team is passionate about delivering innovative...

Refined Search, a leading global energy and commodities firm, is seeking an experienced OTC Options Specialist to join their team in London or Geneva.Job Description:This role involves providing support to traders by reconciling daily profit and loss statements, publishing daily reports to traders and management, and ensuring accurate trade entry into...

We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...

Lead the Way in OTC Sales - A Career Opportunity at OSL!As Head of OTC Sales, you will play a pivotal role in driving business development, managing key client relationships, and overseeing a team that delivers tailored crypto solutions to institutional investors. This position requires deep knowledge of the cryptocurrency market, strong sales and...

About the RoleWe are seeking an experienced professional to lead our OTC Sales team at OSL. As Head of OTC Sales, you will be responsible for developing and executing sales strategies to drive revenue growth, managing key client relationships, and overseeing a team of OTC sales professionals.Key Responsibilities include:Developing and executing a...

About the RoleThis is an exceptional opportunity to join our team as a key member of the OTC sales division. As Head of OTC Sales, you will be responsible for developing and executing comprehensive sales strategies to drive revenue growth and increase market share. You will lead, manage, and inspire a high-performing team to achieve sales targets and KPIs,...

About Us">We strive to provide innovative and effective occupational health services to our clients. This is an exciting opportunity for an experienced Occupational Health Nurse to join our team as a Health Surveillance Lead.">Job Responsibilities">">Conduct regular health surveillance and audiometry tests">Undertake case management over the phone and in...

Job Title:SAP OTC Lead - Transformation ExpertAbout the Role:We are seeking an experienced SAP OTC Lead - Transformation Expert to join our team at La Fosse Associates Ltd. This role will be responsible for leading the implementation of the Lead to Cash process for Pet Nutrition in our ERP transformation.The successful candidate will have a strong background...

Marex Spectron, a diversified global financial services platform, provides essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. We are currently seeking a Regulatory Risk Manager to join our team in London. In this role, you will be responsible for managing the manual OTC coverage,...

About Black Swan GroupWe are a dynamic and innovative company that prides itself on delivering exceptional service to our clients.Career OpportunitiesWe are currently seeking a skilled professional to join our surveillance function, responsible for identifying and mitigating market abuse.Key ResponsibilitiesThe successful candidate will be responsible...

Job OverviewLorien is seeking a highly experienced professional to join our Market Abuse Trade Surveillance team as a Assistant Manager.The ideal candidate will have a strong understanding of trading businesses and market abuse risks, with experience in compliance surveillance and trade surveillance systems implementation.

Job Description: Lead Nurse for IPC Audit and SurveillanceKing's College Hospital NHS Foundation Trust is recruiting a Lead Nurse for IPC Audit and Surveillance to join our dedicated Infection Prevention and Control Team. This exciting opportunity offers a challenging and rewarding role for a skilled nurse who is passionate about improving patient care and...