Senior Risk Manager

1 month ago


London, Greater London, United Kingdom Marex Full time

Marex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.

We are seeking a Senior Surveillance Compliance Officer to join our team in London, offering an opportunity to gain exposure to a wider range of compliance activities at a market-leading commodity broking company.

The successful candidate will be responsible for managing manual OTC coverage, Trade Reconstruction, and leading on Fixed Income / OTC transition onto an automated surveillance solution (Nasdaq SMARTS).

About the Role:

This is a challenging and rewarding role that requires strong analytical and problem-solving skills, as well as excellent communication and interpersonal skills.

Key Responsibilities:

  1. Implement and enhance OTC / Fixed Income manual surveillance controls.
  2. Conduct Trade Reconstruction reviews of Fixed Income / OTC activity using Global Relay, Audio platforms and various Marex data sources.
  3. Ensure adherence to regulatory requirements and company policies.
  4. Report any breaches of policy to Compliance and/or supervisor as required.
  5. Evaluate risk events and provide input to risk management processes.

Requirements:

  • 7+ years of experience in a similar role within fixed income or OTC Surveillance SME/organisation.
  • Knowledge of tactical/manual Surveillance and experience implementing these controls.
  • Experience working in a regulated environment and knowledge of associated risk and compliance requirements.

Estimated Salary: £65,000 - £85,000 per annum

Marex offers a comprehensive benefits package, including pension scheme, life assurance, and private medical insurance.



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