Senior Risk Manager
1 month ago
Marex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.
We are seeking a Senior Surveillance Compliance Officer to join our team in London, offering an opportunity to gain exposure to a wider range of compliance activities at a market-leading commodity broking company.
The successful candidate will be responsible for managing manual OTC coverage, Trade Reconstruction, and leading on Fixed Income / OTC transition onto an automated surveillance solution (Nasdaq SMARTS).
About the Role:
This is a challenging and rewarding role that requires strong analytical and problem-solving skills, as well as excellent communication and interpersonal skills.
Key Responsibilities:
- Implement and enhance OTC / Fixed Income manual surveillance controls.
- Conduct Trade Reconstruction reviews of Fixed Income / OTC activity using Global Relay, Audio platforms and various Marex data sources.
- Ensure adherence to regulatory requirements and company policies.
- Report any breaches of policy to Compliance and/or supervisor as required.
- Evaluate risk events and provide input to risk management processes.
Requirements:
- 7+ years of experience in a similar role within fixed income or OTC Surveillance SME/organisation.
- Knowledge of tactical/manual Surveillance and experience implementing these controls.
- Experience working in a regulated environment and knowledge of associated risk and compliance requirements.
Estimated Salary: £65,000 - £85,000 per annum
Marex offers a comprehensive benefits package, including pension scheme, life assurance, and private medical insurance.
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