Risk Management and Regulatory Affairs Expert

13 hours ago


London, Greater London, United Kingdom Audit & Risk Recruitment Full time

Leveraging your skills in risk management and regulatory affairs, we're looking for an expert to join our team in London. With circa 2-4 years' experience in a Risk, Compliance, Control or Audit function, you'll be well-equipped to handle the demands of this role.

This senior-level position requires a deep understanding of compliance policies, risk management, and regulatory frameworks. You'll work closely with our team to navigate complex regulatory landscapes and deliver practical solutions that drive business growth.

Main responsibilities include:

  1. The completion of monitoring and operational tasks as set out in the Compliance Monitoring Plan.
  2. Supporting our team with Compliance and Risk analysis.
  3. Assisting in the Third-party onboarding process.
  4. Reviewing Gift and Hospitality declarations.
  5. Reviewing Conflict of Interest declarations.
  6. Supporting various compliance projects.
  7. Collaborating with the Marketing team to review and approve marketing materials and promotions.
  8. Providing valuable insights to managers on regulatory matters.
  9. Investigating Sanctions matches and advising the business on potential transactions.

This opportunity comes with an estimated annual salary range of £36,000 to £40,000, complemented by additional benefits.



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