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Market Surveillance Lead

2 months ago

London, Greater London, United Kingdom Compliance Professionals Full time

We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.

Key Responsibilities:
  • Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.
  • Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.

Your expertise in financial markets, data analysis, and compliance will be invaluable in assisting with technical enhancements relating to compliance monitoring surveillance software.

The estimated salary for this position is £65,000 - £85,000 per annum, depending on experience.