Market Surveillance Specialist

3 weeks ago


London, Greater London, United Kingdom GFO-X Full time
Job Title

Market Surveillance Specialist - London, UK

Estimated annual salary £50,000 - £70,000 depending on experience.

About GFO-X

GFO-X is a regulated trading venue dedicated to digital asset derivatives. We aim to provide a secure and efficient environment for market participants.

Market Surveillance Role

The Market Surveillance Group monitors trading activity in real-time and post-event, ensuring compliance with regulatory requirements.

Main Responsibilities
  • Real-time market monitoring
  • Analysis of alerts escalated by Nasdaq MTS surveillance tool to prevent misconduct
  • Ad-hoc reviews and screening of trading activity
Requirements
  • 2-3 years of relevant work experience in the financial services industry or internships in regulated trading venues
  • Exposure to one or more asset classes such as Equities Derivatives / FI / Commodities / FX / Digital Assets
  • High attention to detail and strong analytical skills
What We Offer

This role is based at our offices in London and reports directly into the Head of Market Surveillance. Competitive benefits are included.



  • London, Greater London, United Kingdom GFO-X Full time

    Job TitleWe are seeking a highly skilled Market Surveillance Specialist to join our team at GFO-X, the UK's first regulated and centrally cleared trading venue dedicated to digital asset derivatives.The successful candidate will be responsible for real-time and post-event monitoring of trading activity in derivatives across our platform.Main...


  • London, Greater London, United Kingdom Goldman Sachs, Inc. Full time

    We are seeking a highly skilled Market Abuse Surveillance Specialist to join our Global Compliance team at Goldman Sachs. With an estimated salary of $150,000 - $220,000 per year, this position offers a unique opportunity to work with a leading global investment banking firm.In this role, you will be responsible for managing compliance and regulatory risk...


  • London, Greater London, United Kingdom GFO-X Full time

    Company Overview:GFO-X is the UK's first regulated and centrally cleared trading venue dedicated to digital asset derivatives. We are seeking individuals to join our Market Surveillance Group, which is part of the broader Compliance team.Job Description:We are looking for a Market Surveillance Specialist to join our team in London. The successful candidate...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job TitleCompliance Surveillance SpecialistCompany OverviewThe Compliance Professionals is a leading securities firm based in the City, dedicated to providing exceptional service to our clients. We are committed to maintaining the highest standards of compliance and risk management.SalaryThe estimated salary for this role is £90,000 - £120,000 per annum,...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...


  • London, Greater London, United Kingdom CER FINANCIAL LTD Full time

    Job Title: Trade Surveillance SpecialistCer Financial Ltd is seeking a Trade Surveillance Specialist to join their team on a permanent basis. The successful candidate will be responsible for monitoring market activity in real-time through internal systems.The ideal candidate will have a strong understanding of financial markets and regulations, as well as...


  • London, Greater London, United Kingdom MarketAxess Holdings Inc. Full time

    About MarketAxess Holdings Inc.\We are a pioneering company in the digital transformation of the global financial markets. Our mission is to make trading fixed-income more accessible, improving transparency, efficiency, and competition in the marketplace.\Job Description\This role is a fantastic opportunity for the right candidate to join our innovative firm...


  • London, Greater London, United Kingdom Cboe Full time

    Cboe is a leading global exchange that offers a range of financial products, including equities, options, futures, and exchange-traded funds. We are currently seeking a Senior Market Supervisor to join our team in the European equity and derivative markets department.The estimated salary for this position is $80,000 - $110,000 per year, depending on...


  • London, Greater London, United Kingdom Lorien Full time

    **About the Role**Lorien is seeking an experienced Market Abuse Surveillance Expert to join our Market Abuse Trade Surveillance team. This is a key role within our organization, requiring the successful candidate to support technical client projects and contribute to internal business development.Key Responsibilities:Supporting clients with delivery of...


  • London, Greater London, United Kingdom Jameson Legal Full time

    Job Title: Trade Surveillance SpecialistWe are looking for an experienced Trade Surveillance Specialist to join our team at Jameson Legal in London. The successful candidate will be responsible for performing day-to-day monitoring of financial and physical trading activity across different regions and products to identify potential market abuse.Key...


  • London, Greater London, United Kingdom The JM Longbridge Group Full time £75,000 - £90,000

    The JM Longbridge Group seeks a skilled Trade Surveillance Process Specialist to support its global operations. This full-time role offers a competitive salary of £75,000-£90,000, depending on experience, and is based in London with a hybrid working arrangement.Job Summary:This specialist will analyze business requirements, identify solutions, and...


  • London, Greater London, United Kingdom Goldman Sachs, Inc. Full time

    Job OverviewWe are looking for a talented Regulatory Surveillance Specialist to help identify and prioritize compliance and regulatory risks related to market abuse regulation across the Global Banking & Markets businesses.The successful candidate will work closely with Line of Business Compliance, Financial Crime Compliance and Compliance Engineering teams...


  • London, Greater London, United Kingdom oilandgas Full time

    About the RoleWe are looking for an experienced Oil and Gas Surveillance Specialist to join our team. As a Surveillance Specialist, you will be responsible for monitoring business communications, transactions, and trading activity to identify potential market integrity risks.The successful candidate will have a strong understanding of oil and energy markets,...


  • London, Greater London, United Kingdom GFO-X Full time

    About the RoleWe are seeking a highly motivated Market Surveillance Analyst to join our team at GFO-X in London. As a member of the Market Surveillance Group, you will be responsible for monitoring trading activity in derivatives across the GFO-X platform.This is an exciting opportunity to work with experienced staff and develop high-quality routine...


  • London, Greater London, United Kingdom GFO-X Full time

    We are seeking a highly skilled Digital Asset Surveillance Specialist to join our Market Surveillance Group at GFO-X. Located in London, UK, this role will be responsible for the real-time and post-event monitoring of trading activities across our digital asset derivatives platform.Job DescriptionThis role involves trade surveillance, regulatory inquiries,...


  • London, Greater London, United Kingdom Lorien Full time

    Job Title:Market Abuse Trade Surveillance ExpertAbout the Company:Lorien is a leading provider of trade surveillance solutions, and we are seeking an experienced professional to join our Market Abuse Trade Surveillance team.About the Role:As a Trade Surveillance Expert, you will support technical client projects, internal business development, and thought...

  • Surveillance Expert

    7 days ago


    London, Greater London, United Kingdom Black Swan Group Full time

    About the Role: We are looking for a highly skilled Surveillance Expert - Market Abuse to join our team. As a key member of our surveillance function, you will play a critical role in detecting and preventing market abuse activity.In this role, you will be responsible for designing and implementing surveillance systems, conducting complex data analysis, and...


  • London, Greater London, United Kingdom Goldman Sachs Bank AG Full time

    About the RoleWe are seeking a skilled Global Market Surveillance Professional to join our team at Goldman Sachs Bank AG. As a key member of our Global Compliance team, you will be responsible for providing compliance coverage and support to the Equities and FICC Sales and Trading businesses.The ideal candidate will have a strong understanding of market...


  • London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    OverviewSociété Générale de Surveillance SA is a leading player in the financial services industry, offering a range of innovative solutions to clients across the globe. We are currently seeking an experienced Markets Regulatory Compliance Specialist to join our team.


  • London, Greater London, United Kingdom Goldman Sachs Bank AG Full time

    Role OverviewWe are seeking an experienced professional to join our Global Market Surveillance Compliance team. As a key member of the team, you will be responsible for managing compliance and regulatory risk through the development and oversight of market abuse surveillance controls.About the RoleDaily responsibilities include reviewing surveillance reports...