Market Abuse Surveillance Specialist
5 days ago
We are seeking a highly skilled Market Abuse Surveillance Specialist to join our Global Compliance team at Goldman Sachs. With an estimated salary of $150,000 - $220,000 per year, this position offers a unique opportunity to work with a leading global investment banking firm.
In this role, you will be responsible for managing compliance and regulatory risk through the development and oversight of market abuse surveillance controls. You will work closely with various internal teams, including Line of Business Compliance and Engineering, to ensure relevant risk factors are continuously updated and monitored.
Key responsibilities include:
- Coordinating regional efforts to identify and prioritize compliance and regulatory risks associated with market abuse regulation.
- Developing and implementing controls to mitigate these risks, including designing and testing detection criteria.
- Working with stakeholders to define new/improved scenarios and/or efficiency opportunities to further enhance automated surveillance coverage.
This is a challenging and rewarding role for someone who wants to develop their skills in market abuse surveillance and make a significant contribution to our Global Compliance team.
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Market Abuse Surveillance Expert
2 weeks ago
London, Greater London, United Kingdom Lorien Full time**About the Role**Lorien is seeking an experienced Market Abuse Surveillance Expert to join our Market Abuse Trade Surveillance team. This is a key role within our organization, requiring the successful candidate to support technical client projects and contribute to internal business development.Key Responsibilities:Supporting clients with delivery of...
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Market Abuse Trade Surveillance Expert
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeJob Title:Market Abuse Trade Surveillance ExpertAbout the Company:Lorien is a leading provider of trade surveillance solutions, and we are seeking an experienced professional to join our Market Abuse Trade Surveillance team.About the Role:As a Trade Surveillance Expert, you will support technical client projects, internal business development, and thought...
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Trade Surveillance Manager
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeJob OverviewWe are seeking a seasoned Trade Surveillance Manager to join our team at Lorien. The successful candidate will lead technical client projects, support internal business development, and contribute to thought leadership in market abuse.The ideal candidate will have strong industry knowledge, excellent communication skills, and the ability to...
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Market Abuse Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeJob Overview: We are seeking an experienced professional to join our Market Abuse Trade Surveillance team at Lorien.This role offers a unique opportunity to be part of a growing, market-leading team with a wide and varying portfolio of projects within market abuse.About the Position:You will support technical client projects, internal business development,...
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Compliance Surveillance Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob TitleCompliance Surveillance SpecialistCompany OverviewThe Compliance Professionals is a leading securities firm based in the City, dedicated to providing exceptional service to our clients. We are committed to maintaining the highest standards of compliance and risk management.SalaryThe estimated salary for this role is £90,000 - £120,000 per annum,...
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Financial Surveillance Specialist
1 month ago
London, Greater London, United Kingdom Pontoon Full time**Job Summary:** We are seeking a Financial Surveillance Specialist to join our team in London. As a Financial Surveillance Specialist, you will be responsible for conducting surveillance activities to identify potential market abuse and other suspicious activity.The successful candidate will have a strong background in financial markets, risk management,...
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Market Surveillance Lead
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...
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Market Abuse Assistant Leader
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeJob Description:Lorien is seeking a seasoned Trade Surveillance Assistant Manager to contribute to our Market Abuse Trade Surveillance team.About the Team:We have a wide and varying portfolio of projects within market abuse, offering an exciting opportunity to be part of a growing, market-leading team.Key Responsibilities:Assisting clients with the...
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Market Surveillance Specialist
5 days ago
London, Greater London, United Kingdom Cboe Full timeCboe is a leading global exchange that offers a range of financial products, including equities, options, futures, and exchange-traded funds. We are currently seeking a Senior Market Supervisor to join our team in the European equity and derivative markets department.The estimated salary for this position is $80,000 - $110,000 per year, depending on...
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Senior Audit Manager
1 month ago
London, Greater London, United Kingdom Eames Consulting Full timeJob Title: Senior Audit Manager - Market Abuse and Trade Surveillance ExpertEames Consulting is seeking a highly experienced Senior Audit Manager to lead audits related to Market Abuse, Trade Surveillance, and Conflict of Interest. This is a 12-month fixed-term contract position.About the RoleWe are looking for a seasoned professional with a strong...
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Trade Surveillance Compliance Manager
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeJob SummaryLorien is seeking a highly experienced Financial Institutions Trade Surveillance Specialist to join our Market Abuse Trade Surveillance team.The successful candidate will have a strong background in trade surveillance and market abuse compliance, with excellent analytical and problem-solving skills.Key Responsibilities:Design and implement...
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Market Abuse Specialist
2 weeks ago
London, Greater London, United Kingdom Pontoon Full timeJob DescriptionPontoon is a leading company in the industry, and we are seeking a skilled Surveillance Analyst to join our team. The role requires the ability to work on-site for three days a week, adhering to normal office hours. The successful candidate will be responsible for conducting surveillance from a market abuse perspective on higher-risk...
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Market Abuse Expert Lead
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeJob OverviewLorien seeks an experienced Market Abuse Expert Lead to join our team, responsible for leading technical client projects and supporting internal business development.Key Responsibilities:Advise clients on current industry practices and advancements relating to trade surveillance and market abuse controls.Lead technical client projects and support...
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Market Abuse Specialist Lead
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeJob DescriptionLorien is looking for an experienced Trade Risk Management Executive to join our Market Abuse Trade Surveillance team. The ideal candidate will have a strong understanding of trading businesses and market abuse risks, as well as excellent communication and project management skills.
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Trade Surveillance Specialist
2 weeks ago
London, Greater London, United Kingdom Jameson Legal Full timeJob Title: Trade Surveillance SpecialistWe are looking for an experienced Trade Surveillance Specialist to join our team at Jameson Legal in London. The successful candidate will be responsible for performing day-to-day monitoring of financial and physical trading activity across different regions and products to identify potential market abuse.Key...
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Trade Compliance Manager
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeLorien, as part of The Impellam Group STEM Portfolio, is looking for a skilled Trade Compliance Manager to join their Market Abuse team.About the RoleThis is an exciting opportunity to work on a broad range of market abuse and surveillance engagements, contributing in a senior capacity to a growing, market leading team.Key ResponsibilitiesBe able to advise...
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Market Abuse Intelligence Analyst
3 weeks ago
London, Greater London, United Kingdom Atrium UK Full time £480Job Summary:We are seeking an experienced Market Abuse Intelligence Analyst to join our team in London. This is a 12-month contract opportunity with a competitive daily rate of £479.53 (PAYE) or £562.49 (via umbrella).The successful candidate will be responsible for analysing and reviewing exceptions arising from surveillance tools, conducting targeted...
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Market Abuse Compliance Expert
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeAbout the RoleWe are looking for an exceptional Assistant Manager to support technical client projects and internal business development within our Market Abuse Trade Surveillance team.The successful candidate will have a good understanding of financial products and be able to advise clients on industry practices relating to trade surveillance and market...
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Global Market Surveillance Professional
5 days ago
London, Greater London, United Kingdom Goldman Sachs Bank AG Full timeAbout the RoleWe are seeking a skilled Global Market Surveillance Professional to join our team at Goldman Sachs Bank AG. As a key member of our Global Compliance team, you will be responsible for providing compliance coverage and support to the Equities and FICC Sales and Trading businesses.The ideal candidate will have a strong understanding of market...
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Surveillance Operations Manager
2 weeks ago
London, Greater London, United Kingdom Lorien Full time**Job Summary**Lorien is seeking a Surveillance Operations Manager to join our Market Abuse Trade Surveillance team. This role requires the successful candidate to have a strong understanding of surveillance operations and market abuse risks.Key Responsibilities:Supporting clients with delivery of engagements and advising on industry practices related to...