Market Abuse Compliance Expert
2 weeks ago
We are looking for an exceptional Assistant Manager to support technical client projects and internal business development within our Market Abuse Trade Surveillance team.
The successful candidate will have a good understanding of financial products and be able to advise clients on industry practices relating to trade surveillance and market abuse controls.
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Market Abuse Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeJob Overview: We are seeking an experienced professional to join our Market Abuse Trade Surveillance team at Lorien.This role offers a unique opportunity to be part of a growing, market-leading team with a wide and varying portfolio of projects within market abuse.About the Position:You will support technical client projects, internal business development,...
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Market Abuse Expert Lead
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeJob OverviewLorien seeks an experienced Market Abuse Expert Lead to join our team, responsible for leading technical client projects and supporting internal business development.Key Responsibilities:Advise clients on current industry practices and advancements relating to trade surveillance and market abuse controls.Lead technical client projects and support...
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Market Abuse Trade Surveillance Expert
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeJob Title:Market Abuse Trade Surveillance ExpertAbout the Company:Lorien is a leading provider of trade surveillance solutions, and we are seeking an experienced professional to join our Market Abuse Trade Surveillance team.About the Role:As a Trade Surveillance Expert, you will support technical client projects, internal business development, and thought...
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Market Abuse Surveillance Expert
2 weeks ago
London, Greater London, United Kingdom Lorien Full time**About the Role**Lorien is seeking an experienced Market Abuse Surveillance Expert to join our Market Abuse Trade Surveillance team. This is a key role within our organization, requiring the successful candidate to support technical client projects and contribute to internal business development.Key Responsibilities:Supporting clients with delivery of...
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Surveillance Compliance Expert
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the PositionWe are looking for a dedicated Trade Surveillance Manager to join our team at Compliance Professionals in the City.The successful candidate will have a strong background in trade surveillance/market abuse financial compliance and be proficient in trade surveillance systems and software.Key Requirements:At least 5 years of experience in...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...
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Compliance and Governance Expert
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are looking for a talented Compliance Analyst to join our team in London. As a key member of our compliance function, you will be responsible for ensuring that our business operations are compliant with relevant regulations and laws.Estimated salary: £50,000 - £70,000 per annum.Key ResponsibilitiesBEST Execution Outlier Monitoring and...
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Trade Compliance Manager
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeLorien, as part of The Impellam Group STEM Portfolio, is looking for a skilled Trade Compliance Manager to join their Market Abuse team.About the RoleThis is an exciting opportunity to work on a broad range of market abuse and surveillance engagements, contributing in a senior capacity to a growing, market leading team.Key ResponsibilitiesBe able to advise...
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Market Abuse Investigator
1 month ago
London, Greater London, United Kingdom Pontoon Full time**Job Description:** We are seeking a Market Abuse Investigator to join our team in London. As a Market Abuse Investigator, you will be responsible for investigating potential market abuse and other suspicious activity.The successful candidate will have a strong background in financial markets, risk management, and regulatory compliance. They will also have...
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Compliance Surveillance Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob TitleCompliance Surveillance SpecialistCompany OverviewThe Compliance Professionals is a leading securities firm based in the City, dedicated to providing exceptional service to our clients. We are committed to maintaining the highest standards of compliance and risk management.SalaryThe estimated salary for this role is £90,000 - £120,000 per annum,...
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Compliance Risk Manager
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Compliance Professionals. As a Trade Surveillance Manager, you will play a critical role in ensuring the integrity of our financial systems and identifying potential risks.The successful candidate will have 5+ years of experience in trade surveillance/market abuse...
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Financial Markets Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeAs a key member of Compliance Professionals, you will be responsible for monitoring and closing market surveillance alerts and electronic communications to identify suspicious behaviour. Your role will also involve calibration and tailoring of monitoring systems to ensure that alerts are generated optimally.Responsibilities:Monitoring and closing of market...
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Market Surveillance Lead
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...
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Market Abuse Compliance Officer
4 days ago
London, Greater London, United Kingdom Taylor James Resourcing Full timeJob OverviewTaylor James Resourcing is seeking a talented Market Abuse Compliance Officer to join our Trading Surveillance team. As a key member of the team, you will assist in market surveillance and monitoring processes of trading derivatives, and identify potential breaches of regulatory rules.Main ResponsibilitiesConduct trade surveillance to identify...
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Senior Compliance Manager
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description:We are seeking an experienced Senior Compliance Manager to join our team at Compliance Professionals. This role will be based in the City and is a fantastic opportunity for someone looking to progress their career in trade surveillance.The ideal candidate will have 5+ years of experience in a similar role, with a strong understanding of the...
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Market Abuse Surveillance Specialist
5 days ago
London, Greater London, United Kingdom Goldman Sachs, Inc. Full timeWe are seeking a highly skilled Market Abuse Surveillance Specialist to join our Global Compliance team at Goldman Sachs. With an estimated salary of $150,000 - $220,000 per year, this position offers a unique opportunity to work with a leading global investment banking firm.In this role, you will be responsible for managing compliance and regulatory risk...
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Senior Audit Manager
1 month ago
London, Greater London, United Kingdom Eames Consulting Full timeJob Title: Senior Audit Manager - Market Abuse and Trade Surveillance ExpertEames Consulting is seeking a highly experienced Senior Audit Manager to lead audits related to Market Abuse, Trade Surveillance, and Conflict of Interest. This is a 12-month fixed-term contract position.About the RoleWe are looking for a seasoned professional with a strong...
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Financial Markets Compliance Expert
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeAbout the RoleLorien is seeking an accomplished Assistant Manager to lead our Market Abuse Trade Surveillance team. This exciting opportunity involves working closely with clients, developing internal business strategies, and driving thought leadership in market abuse risk management.Main Objectives:Deliver high-quality services to clients, focusing on trade...
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Market Abuse Assistant Leader
2 weeks ago
London, Greater London, United Kingdom Lorien Full timeJob Description:Lorien is seeking a seasoned Trade Surveillance Assistant Manager to contribute to our Market Abuse Trade Surveillance team.About the Team:We have a wide and varying portfolio of projects within market abuse, offering an exciting opportunity to be part of a growing, market-leading team.Key Responsibilities:Assisting clients with the...
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Market Abuse Analyst
2 weeks ago
London, Greater London, United Kingdom Jameson Legal Full time**Job Description**At Jameson Legal, we are seeking a skilled Market Abuse Analyst to join our compliance team. This is an exciting opportunity for a talented individual to play a key role in overseeing the firm's trade surveillance program.The ideal candidate will have strong analytical skills and experience working with large datasets. They will be...