Senior Compliance Manager

Job Title: Senior Compliance DirectorEstimated Salary: £100,000 - £120,000 per annumAbout the RoleAs a Senior Compliance Director at Compliance Professionals, you will be responsible for leading our global compliance team and ensuring we maintain the highest standards of regulatory compliance.The successful candidate will have extensive experience in...

About the Role:This is an exciting opportunity to join Compliance Professionals as a Compliance Operations Manager. In this role, you will be responsible for managing information barriers, monitoring conflicts of interest, and ensuring regulatory compliance across all business lines.You will work closely with senior management and regulatory bodies to stay...

AJ FOX COMPLIANCE is seeking an experienced AML and compliance professional to lead our team in London.The ideal candidate will have a strong background in risk management, conflict resolution, and AML regulations. They will be responsible for ensuring that our policies, processes, and systems are implemented to a high standard.Some key responsibilities...

Our company, Compliance Professionals, is a leading asset manager based in London, with over c£5bn AUM. We are looking for a mid-senior level compliance analyst to join our team on a 12 month FTC.Key Responsibilities:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case...

Job Title: Senior Compliance Officer - Control RoomJob Summary:This is an exciting opportunity to join our team as a Senior Compliance Officer - Control Room. We are looking for a highly skilled professional to lead the development of policies and procedures to ensure regulatory compliance across all business lines.Responsibilities:Develop and implement...

The Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...

Our client, a mid-sized firm of Chartered Accountants, is seeking an experienced Senior Compliance Officer to lead their compliance function. With a strong background in regulatory requirements and a proven track record of enhancing processes and controls, you will be responsible for managing all ICAEW requirements, overseeing Anti-Money Laundering reviews,...

Company Overview:Our client is a world-leading specialist broker based in the City, providing expert advice and support to clients across various sectors.Job Summary:We are seeking an experienced Global Head of Compliance to lead our compliance function, ensuring we meet regulatory requirements and maintain a strong risk management culture.Key...

Looking for a challenging role where you can apply your expertise in risk and compliance? AJ FOX COMPLIANCE is seeking a senior professional to join their team as a Compliance Risk Manager.About the RoleWe are an innovative law firm that values our employees' skills and experience. As a Compliance Risk Manager, you will work closely with our Head of Risk and...

We're seeking a highly experienced Senior Governance and Compliance Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our governance function, you'll play a critical role in ensuring our business operates with the highest standards of ethics and compliance.Your expertise in governance and compliance will be invaluable in helping us navigate...

Job OverviewAJ FOX COMPLIANCE seeks a proactive Senior Governance Executive to lead its compliance function.This role involves overseeing and regularly updating policies and procedures according to up-to-date compliance legislation.The ideal candidate will have a passion for risk management, sharp analytical skills, and the ability to identify and mitigate...

We are seeking a Senior Compliance Officer to join our AJ Fox Compliance team in London. Estimated salary: £100,000 - £130,000 per annum.This dynamic law firm operates globally, with a strong focus on compliance. Our ideal candidate will bring expertise in risk management, team leadership, and project coordination.Responsibilities:Head a compliance team...

Job Overview:As a Senior Governance and Compliance Officer at AJ FOX COMPLIANCE, you will play a key role in ensuring that our organization meets its regulatory obligations and maintains the highest standards of governance and compliance. This is an exciting opportunity for someone who is passionate about risk management, governance, and compliance.About...

As a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...

Job Title: Financial Services Compliance LeadWe are seeking a highly experienced Financial Services Compliance Lead to join our team at Compliance Professionals. This is a permanent position, and we offer a competitive salary range of £80,000 - £110,000 per annum, depending on experience.Job Description:Ensure regulatory compliance with the FCA handbook...

About the Role:We are seeking an experienced Financial Services Compliance Manager to join our team at Compliance Professionals.The ideal candidate will have a strong background in training and competence, with a proven track record of delivering high-quality compliance solutions in the wealth management sector.Key Responsibilities:Lead the development and...

About the RoleWe are seeking a highly skilled Senior Compliance Director to join our team at Hays Senior Finance. In this role, you will be responsible for shaping the business's Ethics and Compliance function.The successful candidate will have a minimum of 10 years experience within a compliance role, with expertise in areas such as Anti-Bribery and...

About the Role:The AJ FOX COMPLIANCE team invites applications from experienced professionals for the position of Senior Financial Crime Manager. This challenging role offers an unparalleled opportunity to shape best practices within a leading international law firm.Responsibilities:Provide expert advice on financial crime and AML issues to ensure seamless...

Job Title: Head of Control Room OperationsJob Summary:We are seeking a highly experienced and skilled professional to join our team as a Head of Control Room Operations. The successful candidate will be responsible for developing and implementing policies and procedures to ensure regulatory compliance across all business lines.Responsibilities:Design and...

We are looking for a Senior Anti-Money Laundering Analyst to join our team at AJ FOX COMPLIANCE. This role involves managing regulatory aspects to ensure the firm's compliance with best practices.Main Responsibilities:Manage AML and conflicts checks for clients and matters.Develop AML-related policies and procedures.Implement high-standard AML processes...