
Senior Governance and Compliance Officer
3 weeks ago
As a Senior Governance and Compliance Officer at AJ FOX COMPLIANCE, you will play a key role in ensuring that our organization meets its regulatory obligations and maintains the highest standards of governance and compliance. This is an exciting opportunity for someone who is passionate about risk management, governance, and compliance.
About You:
We are looking for an individual with a strong background in governance and compliance, who has experience in risk management and policy development. The ideal candidate will have excellent communication and interpersonal skills, and be able to work effectively in a fast-paced environment.
Key Responsibilities:
* Collaborate with senior leadership and various departments to ensure compliance with relevant legal, regulatory, and professional standards.
* Develop and implement effective governance and compliance frameworks.
* Provide advice on legal, ethical, and regulatory matters.
* Oversee and update policies and procedures according to up-to-date compliance legislation.
* Deliver training programs focused on risk and compliance.
* Assist in reviewing and managing AML and counter-terrorism financing measures.
* Supervise file review systems and identify areas for improvement.
* Investigate incidents, manage complaints, and analyze trends.
* Lead the Customer Service Focus Group and manage the firm's Customer Service Excellence Accreditation.
* Supervise Compliance professionals and guide their work and development.
Requirements:
* Strong background in governance and compliance
* Experience in risk management and policy development
* Excellent communication and interpersonal skills
Estimated Salary: $90,000 - $115,000 per year.
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