Market Surveillance Specialist

About the RoleAtrium UK is seeking a skilled and detail-oriented Strategic Market Surveillance Specialist to join our team in London. As a key member of our Global Surveillance Team, you will be responsible for monitoring and analyzing market activity to ensure compliance with regulatory requirements.Job DescriptionAs first reviewer of exceptions arising...

**Job Summary:** We are seeking a Financial Surveillance Specialist to join our team in London. As a Financial Surveillance Specialist, you will be responsible for conducting surveillance activities to identify potential market abuse and other suspicious activity.The successful candidate will have a strong background in financial markets, risk management,...

We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...

About MarketAxess Holdings Inc.\We are a pioneering company in the digital transformation of the global financial markets. Our mission is to make trading fixed-income more accessible, improving transparency, efficiency, and competition in the marketplace.\Job Description\This role is a fantastic opportunity for the right candidate to join our innovative firm...

Company OverviewMarex Group plc is a global financial services platform that provides essential liquidity, market access, and infrastructure services to clients in various markets. With over 35 offices worldwide, the company offers technology-led services to major exchanges, order-flow management, and award-winning data, insights, and analytics.About the...

The JM Longbridge Group seeks a skilled Trade Surveillance Process Specialist to support its global operations. This full-time role offers a competitive salary of £75,000-£90,000, depending on experience, and is based in London with a hybrid working arrangement.Job Summary:This specialist will analyze business requirements, identify solutions, and...

Atrium UK is seeking an experienced Market Abuse Surveillance Expert to join its Global Surveillance Team in London.About the RoleThe successful candidate will be responsible for reviewing exceptions arising from surveillance tools, conducting targeted surveillance, and providing analysis and reports related to market abuse and anti-competition...

About GFO-XGFO-X is the UK's first regulated and centrally cleared trading venue dedicated to digital asset derivatives. We have partnered with LCH SA, which offers clearing of Bitcoin index futures and options contracts traded on our platform. This will be made available through a new segregated clearing service, LCH DigitalAssetClear.We cater to large...

We are seeking a Financial Institution Surveillance Specialist to join our Global Surveillance Team in London.About the RoleThe successful candidate will be responsible for reviewing exceptions arising from surveillance tools, conducting targeted surveillance, and providing analysis and reports related to market abuse and anti-competition activities.Key...

**About the Role**We are seeking a highly skilled Risk Management Specialist to join our Markets Surveillance team in London.The successful candidate will be responsible for developing and executing trade surveillance programs focused on market abuse, insider trading, and regional/policy related risks. This role requires strong analytical skills and the...

Rev & Regs are recruiting for a contract Market Surveillance Manager position for a dynamic and well-established broker in the City of London.The candidate will be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and...

Job Role: Trade Surveillance ManagerAbout the Role:At our client, a leading securities firm based in the City, we are seeking a skilled Trade Surveillance Manager to join our team. The successful candidate will have people management experience and a strong understanding of the regulatory framework relevant to the role.Key Responsibilities:Key...

Job SummaryLorien is seeking a highly experienced Financial Institutions Trade Surveillance Specialist to join our Market Abuse Trade Surveillance team.The successful candidate will have a strong background in trade surveillance and market abuse compliance, with excellent analytical and problem-solving skills.Key Responsibilities:Design and implement...

Regulatory Surveillance PositionWe are seeking an experienced Compliance Monitoring Specialist to join our team. As a Compliance Monitoring Specialist, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the RoleThis position requires experience in a trade monitoring/trade surveillance function...

Role OverviewWe are seeking a highly skilled Markets Compliance Specialist to join our team at SGS Société Générale de Surveillance SA. As a key member of our compliance department, you will play a vital role in ensuring the integrity and adherence to regulatory requirements across our markets businesses.The ideal candidate will possess extensive...

ICBC Standard Bank is seeking a highly skilled Surveillance IT Technical Specialist to join their team in London. As a key member of the Surveillance Governance and Controls (G&C) team, you will play a crucial role in ensuring the technical rule reviews and enhancements are progressed in a timely manner.The successful candidate will have strong business...

Job Description:We are looking for a Surveillance Governance Specialist to join our team. In this role, you will be responsible for providing high-quality compliance surveillance support to our regulated entities.You will lead investigations into adverse conduct, ensuring practices are in line with regulations and risk appetite. You will also remain...

About MarexMarex Group plc is a leading global financial services platform, offering essential liquidity, market access, and infrastructure solutions to clients in the energy, commodities, and financial markets. With over 35 offices worldwide, it has a unique presence across markets, providing customers with a clear advantage through its depth of knowledge...

Job Title: Compliance Specialist - Surveillance ExpertLocation: LondonDuration: 12 monthsOur high-profile banking client is seeking a skilled Surveillance Expert to join their team. This role is a hybrid position, requiring the candidate to work on-site three days a week and remotely two days a week. The successful candidate will be responsible for providing...

Job DescriptionWe are looking for a highly analytical Compliance Graduate Analyst to work within our Trading Surveillance team. As a key member of the team, you will assist in the Company's market surveillance and monitoring processes of trading derivatives.The successful candidate will have a numerate graduate background with some financial markets...