Surveillance Compliance Lead

We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...

A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. While experience in commodities is not essential, a background...

Job Summary: We are seeking a talented Surveillance Compliance Officer to join our team in London, focusing on Trade Surveillance across various asset classes and ensuring compliance with regulatory requirements.Key Responsibilities:Conduct Communications Surveillance in Global RelayEnsure compliance with regulatory requirements under the FCA, NFA, AMF, AFM,...

Job Title: Compliance Specialist - Surveillance ExpertLocation: LondonDuration: 12 monthsOur high-profile banking client is seeking a skilled Surveillance Expert to join their team. This role is a hybrid position, requiring the candidate to work on-site three days a week and remotely two days a week. The successful candidate will be responsible for providing...

Company Overview: Marex Spectron is a diversified global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.Job Description:We are seeking a highly skilled Surveillance Compliance Officer to join our team in London, focusing on Trade Surveillance...

About MarexMarex Group plc operates as a global financial services provider, delivering critical support for clients in the energy, commodities, and financial markets. By leveraging its extensive expertise, Marex ensures its customers receive exceptional benefits from their business relationships. The firm's cutting-edge technology enables seamless access to...

Marex Group plc is a leading provider of financial services to clients in the energy, commodities and financial markets.We are seeking a Senior Surveillance Compliance Officer to join our team in London, offering an opportunity to gain exposure to a wide range of compliance activities at a market-leading commodity broking company.The successful candidate...

About the Role:Compliance Professionals seeks a skilled Compliance Officer - Financial Markets to join our team. The ideal candidate will have experience in a trade monitoring/trade surveillance function in a trading, brokerage, gambling or banking environment.Key Responsibilities:Develop and implement daily alert review and escalation processes for MAR...

**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...

Company OverviewTwenty84 is a thriving financial institution dedicated to fostering innovation and growth. Our commitment to diversity and inclusion creates an environment where every individual can thrive.We are seeking a highly skilled Trade Surveillance Manager to lead our compliance team and safeguard our trading activities.

About MarexMarex Group plc is a leading global financial services platform, offering essential liquidity, market access, and infrastructure solutions to clients in the energy, commodities, and financial markets. With over 35 offices worldwide, it has a unique presence across markets, providing customers with a clear advantage through its depth of knowledge...

About the RoleThe Compliance Specialist - Trade Surveillance will be responsible for monitoring and analyzing trade data to identify potential compliance risks.Main ResponsibilitiesMonitor trades, orders, RFQs, and market data for compliance risksDevelop and implement new monitoring strategies and controlsAssist in the design of new monitoring...

Job SummaryThe Senior Compliance Risk Analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team is responsible for overseeing surveillance services designed to detect behaviors that may violate regulatory rules or internal policies and procedures. This role is also responsible for designing and implementing new or enhanced...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

Job OverviewA leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. This role involves monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.The successful candidate will be responsible for ensuring compliance with market...

Job SummaryAs a Compliance Surveillance Specialist, you will play a critical role in supporting the delivery of core elements of the Compliance and Surveillance Program at RBC.Job DescriptionYou will be responsible for conducting reviews of electronic and audio communications, integrating the activity with the wider Surveillance team, and driving forward...

About Marex Financial Ltd.Marex Financial Ltd. is a global financial services platform that provides essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.As a Surveillance Compliance Officer, you will be responsible for conducting Communications Surveillance in Global Relay and...

About MarexMarex Group plc is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. The company's depth of knowledge and expertise amongst its teams and divisions provides its customers with a clear advantage, and its technology-led...

Compliance Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance monitoring and surveillance programs to...

Job Description:We are seeking a Compliance Officer to join our team at One Ten Associates in London. This is an exciting opportunity for a skilled professional to lead the equities surveillance function and contribute to maintaining a robust compliance framework.Key Responsibilities:Develop and implement an effective equities surveillance program, ensuring...