Surveillance Compliance Lead

Job TitleCompliance Surveillance SpecialistCompany OverviewThe Compliance Professionals is a leading securities firm based in the City, dedicated to providing exceptional service to our clients. We are committed to maintaining the highest standards of compliance and risk management.SalaryThe estimated salary for this role is £90,000 - £120,000 per annum,...

About the PositionWe are looking for a dedicated Trade Surveillance Manager to join our team at Compliance Professionals in the City.The successful candidate will have a strong background in trade surveillance/market abuse financial compliance and be proficient in trade surveillance systems and software.Key Requirements:At least 5 years of experience in...

We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...

Regulatory Surveillance PositionWe are seeking an experienced Compliance Monitoring Specialist to join our team. As a Compliance Monitoring Specialist, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the RoleThis position requires experience in a trade monitoring/trade surveillance function...

Job Title: Compliance Surveillance DirectorOverviewGresham Hunt has been mandated by our investment management client to find a new Compliance Surveillance Manager. Our client is a leading investment management company based in London.ResponsibilitiesYou will be responsible for performing surveillance monitoring on trading activity across various asset...

Job Description:We are seeking an experienced professional to lead our Surveillance and Controls Unit. As Head of Monitoring and Oversight, you will be responsible for developing and implementing a robust monitoring program to detect and prevent potential misconduct and compliance violations.You will oversee the day-to-day compliance monitoring programme,...

Job Summary: We are seeking a talented Surveillance Compliance Officer to join our team in London, focusing on Trade Surveillance across various asset classes and ensuring compliance with regulatory requirements.Key Responsibilities:Conduct Communications Surveillance in Global RelayEnsure compliance with regulatory requirements under the FCA, NFA, AMF, AFM,...

Job Description:We are seeking an experienced Senior Compliance Manager to join our team at Compliance Professionals. This role will be based in the City and is a fantastic opportunity for someone looking to progress their career in trade surveillance.The ideal candidate will have 5+ years of experience in a similar role, with a strong understanding of the...

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Compliance Professionals. As a Trade Surveillance Manager, you will play a critical role in ensuring the integrity of our financial systems and identifying potential risks.The successful candidate will have 5+ years of experience in trade surveillance/market abuse...

Company Overview: Marex Spectron is a diversified global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets.Job Description:We are seeking a highly skilled Surveillance Compliance Officer to join our team in London, focusing on Trade Surveillance...

About MarexMarex Group plc operates as a global financial services provider, delivering critical support for clients in the energy, commodities, and financial markets. By leveraging its extensive expertise, Marex ensures its customers receive exceptional benefits from their business relationships. The firm's cutting-edge technology enables seamless access to...

Marex Group plc is a leading provider of financial services to clients in the energy, commodities and financial markets.We are seeking a Senior Surveillance Compliance Officer to join our team in London, offering an opportunity to gain exposure to a wide range of compliance activities at a market-leading commodity broking company.The successful candidate...

Job SummaryLorien is seeking a highly experienced Financial Institutions Trade Surveillance Specialist to join our Market Abuse Trade Surveillance team.The successful candidate will have a strong background in trade surveillance and market abuse compliance, with excellent analytical and problem-solving skills.Key Responsibilities:Design and implement...

Job OverviewThe role of a Compliance Monitoring Specialist is to ensure that our company remains in compliance with all relevant regulations and laws. This involves reviewing and maintaining systems, providing advice to the business on regulatory matters, and identifying and escalating current regulatory issues.About the RoleThis position requires experience...

Compliance Professionals - Job DescriptionWe are seeking an experienced Regulatory Surveillance Manager to join our team. As a Regulatory Surveillance Manager, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the CompanyOur company is a boutique investment and trading firm, providing...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

About the Role:We are looking for a seasoned Compliance Professional to lead our Regulatory Affairs function. As a key member of our team, you will be responsible for ensuring compliance with applicable conduct of business rules, executing regulatory due diligence, and managing surveillance protocols. If you have a strong background in public markets...

We are seeking an experienced Compliance VP to oversee our public markets operations. The ideal candidate will have a strong background in regulatory affairs and excellent leadership skills.Key ResponsibilitiesPolicies and Procedures: Develop and maintain policies and procedures governing IPO and divestment activities.Compliance Oversight: Ensure compliance...

**Overview**At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow.We're seeking a Trade Surveillance Compliance Officer to join our Markets Surveillance team in London.The successful candidate will be responsible for designing and implementing analytical tools to visualize volumes...

Job Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...