Surveillance and Compliance Expert

Job Title: Compliance Specialist - Surveillance ExpertLocation: LondonDuration: 12 monthsOur high-profile banking client is seeking a skilled Surveillance Expert to join their team. This role is a hybrid position, requiring the candidate to work on-site three days a week and remotely two days a week. The successful candidate will be responsible for providing...

We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...

About Compliance ProfessionalsWe are a leading global commodities organization with a wide range of services to our clients. Our team is committed to delivering exceptional results, and we're looking for a talented individual to join us as a Compliance Expert.Job DescriptionThe position will assist with managing a small team and working 4 days in the office....

Company OverviewTwenty84 is a thriving financial institution dedicated to fostering innovation and growth. Our commitment to diversity and inclusion creates an environment where every individual can thrive.We are seeking a highly skilled Trade Surveillance Manager to lead our compliance team and safeguard our trading activities.

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at SGS Société Générale de Surveillance SA.About the RoleThe Regulatory Compliance Expert will be responsible for ensuring that our activities and operations comply with relevant regulations and laws. This includes providing guidance and support to our business...

About MarexMarex Group plc is a leading global financial services platform, offering essential liquidity, market access, and infrastructure solutions to clients in the energy, commodities, and financial markets. With over 35 offices worldwide, it has a unique presence across markets, providing customers with a clear advantage through its depth of knowledge...

Job SummaryThe Senior Compliance Risk Analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team is responsible for overseeing surveillance services designed to detect behaviors that may violate regulatory rules or internal policies and procedures. This role is also responsible for designing and implementing new or enhanced...

This role at Marex Financial Ltd in London offers exposure to a wide range of compliance activities, with a focus on Trade Surveillance across asset classes.Responsibilities:Conduct T+1 Trade Surveillance in Nasdaq SMARTS and escalate suspicious findings to management and regulators.Maintain compliance with regulatory requirements from FCA, NFA, AMF, AFM,...

Company OverviewSociete Generale de Surveillance SA is a leading provider of surveillance solutions for the financial industry.We are committed to delivering high-quality services that meet the evolving needs of our clients.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team in London.The successful candidate will be...

Marex Spectron is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. Our teams and divisions possess a deep understanding of the industry, enabling us to provide our customers with a clear advantage. Our technology-led service...

OverviewSociété Générale de Surveillance SA is a leading financial institution with a strong presence in the wholesale banking sector. Our commitment to compliance and regulatory excellence has earned us a reputation as a trusted partner for businesses around the world.Salary: £80,000 - £110,000 per annumJob DescriptionThe Regulatory Compliance Expert...

About the RoleAs a Compliance Advisor - Regulatory Expert at SGS Société Générale de Surveillance SA, you will play a pivotal role in ensuring our compliance with regulatory requirements. The position is based in London and reports directly to the UK Head of Group Compliance Policy and Oversight (CPLO).The primary responsibility of this role is to...

Compliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...

About MarexMarex Group plc is a diversified global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. The depth of knowledge amongst its teams and divisions provides its customers with a clear advantage, and its technology-led service provides...

About MarexMarex Group plc is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. The company's depth of knowledge and expertise amongst its teams and divisions provides its customers with a clear advantage, and its technology-led...

Atrium UK is seeking a highly skilled Senior Trade Surveillance Expert to join our team. This role requires an individual with exceptional analytical skills and knowledge of trade surveillance systems.Key Responsibilities:Conduct in-depth analysis of market data to identify potential risks and abnormalities.Develop and implement strategies to mitigate these...

About the RoleWe are seeking an experienced Strategic Compliance Manager to join our Surveillance team at MUFG Bank, Ltd. in London. This is a unique opportunity to leverage your expertise in surveillance and compliance to drive business growth while ensuring regulatory requirements are met.Key ResponsibilitiesDeliver projects related to communications and...

Job DescriptionWe are seeking a highly skilled Compliance Regulatory Expert to join our team at SGS Société Générale de Surveillance SA.About the RoleThe Compliance Regulatory Expert will be responsible for providing expert advice on regulatory matters related to compliance risk management, financial regulations, and corporate governance. This role will...

Job Summary: We are seeking a talented Surveillance Compliance Officer to join our team in London, focusing on Trade Surveillance across various asset classes and ensuring compliance with regulatory requirements.Key Responsibilities:Conduct Communications Surveillance in Global RelayEnsure compliance with regulatory requirements under the FCA, NFA, AMF, AFM,...

Job DescriptionServes as a compliance risk officer for Independent Compliance Risk Management's Surveillance team, responsible for the design, implementation, and oversight of a suite of surveillances to detect behaviors that may violate regulatory rules or internal policies and procedures. Collaborates with partners across the first and second lines of...