Surveillance and Compliance Expert

About the PositionWe are looking for a dedicated Trade Surveillance Manager to join our team at Compliance Professionals in the City.The successful candidate will have a strong background in trade surveillance/market abuse financial compliance and be proficient in trade surveillance systems and software.Key Requirements:At least 5 years of experience in...

Job TitleCompliance Surveillance SpecialistCompany OverviewThe Compliance Professionals is a leading securities firm based in the City, dedicated to providing exceptional service to our clients. We are committed to maintaining the highest standards of compliance and risk management.SalaryThe estimated salary for this role is £90,000 - £120,000 per annum,...

We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...

Regulatory Surveillance PositionWe are seeking an experienced Compliance Monitoring Specialist to join our team. As a Compliance Monitoring Specialist, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the RoleThis position requires experience in a trade monitoring/trade surveillance function...

Job OverviewSociété Générale de Surveillance SA is seeking a highly skilled Compliance Risk Management Expert to join our team. This role will be responsible for ensuring compliance with regulatory requirements, managing risk, and maintaining effective relationships with stakeholders.

A Competitive PackageWe offer a competitive base salary of £60,000 per annum, plus a good benefits package that includes a generous pension contribution, life assurance, and private medical insurance.Job Description: As a Surveillance Compliance Specialist, you will provide high-quality compliance surveillance support to our regulated entities, leading...

Job Title: Compliance Surveillance DirectorOverviewGresham Hunt has been mandated by our investment management client to find a new Compliance Surveillance Manager. Our client is a leading investment management company based in London.ResponsibilitiesYou will be responsible for performing surveillance monitoring on trading activity across various asset...

Job Title:Market Abuse Trade Surveillance ExpertAbout the Company:Lorien is a leading provider of trade surveillance solutions, and we are seeking an experienced professional to join our Market Abuse Trade Surveillance team.About the Role:As a Trade Surveillance Expert, you will support technical client projects, internal business development, and thought...

Job Summary: We are seeking a talented Surveillance Compliance Officer to join our team in London, focusing on Trade Surveillance across various asset classes and ensuring compliance with regulatory requirements.Key Responsibilities:Conduct Communications Surveillance in Global RelayEnsure compliance with regulatory requirements under the FCA, NFA, AMF, AFM,...

Job Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...

Job Description:We are seeking an experienced Senior Compliance Manager to join our team at Compliance Professionals. This role will be based in the City and is a fantastic opportunity for someone looking to progress their career in trade surveillance.The ideal candidate will have 5+ years of experience in a similar role, with a strong understanding of the...

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Compliance Professionals. As a Trade Surveillance Manager, you will play a critical role in ensuring the integrity of our financial systems and identifying potential risks.The successful candidate will have 5+ years of experience in trade surveillance/market abuse...

About MarexMarex Group plc operates as a global financial services provider, delivering critical support for clients in the energy, commodities, and financial markets. By leveraging its extensive expertise, Marex ensures its customers receive exceptional benefits from their business relationships. The firm's cutting-edge technology enables seamless access to...

**About the Role**Lorien is seeking an experienced Market Abuse Surveillance Expert to join our Market Abuse Trade Surveillance team. This is a key role within our organization, requiring the successful candidate to support technical client projects and contribute to internal business development.Key Responsibilities:Supporting clients with delivery of...

About the Role:This is an exciting opportunity for a Compliance expert to join our growing organization and take on a leadership role in ensuring compliance with relevant regulations. The successful candidate will oversee compliance with beneficial ownership and other trade reporting rules, prepare and submit filings with international regulators, and...

Compliance RoleWe are seeking an experienced Compliance Manager to join our London-based team. The ideal candidate will have a strong background in regulatory compliance and a deep understanding of risk management principles and practices.Responsibilities:Develop and deliver compliance monitoring frameworks and programmes.Conduct transaction monitoring and...

About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

As a Surveillance Camera Deployment Expert, you will play a crucial role in deploying waste CCTV cameras across Wandsworth and Richmond. You will be responsible for operating and monitoring all surveillance cameras within the Inspection and Enforcement team.This is a full-time permanent position, requiring 36 hours of work per week. The location is...

SG Société Générale de Surveillance SA seeks a highly skilled Markets Compliance Expert to join its team. This role will play a crucial part in ensuring the company's compliance with relevant regulations and laws.The estimated salary for this position is $120,000 per annum, taking into account the location and industry standards.About the...

Job OverviewSociété Générale de Surveillance SA seeks an experienced Regulatory Compliance Expert to join our team. As a key member of our Compliance Service Unit, you will be responsible for ensuring compliance with regulatory requirements and mitigating reputational risk.About the RoleThe ideal candidate will have a strong background in wholesale...